home / openregs

federal_register_agencies

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

59,222 rows where agency_id = 466

✎ View and edit SQL

This data as json, CSV (advanced)

Link document_number agency_id
00-02387,466 Requests Under Review by Office of Management and Budget 00-02387 Securities and Exchange Commission 466
00-02448,466 Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 00-02448 Securities and Exchange Commission 466
00-10205,466 Sunshine Act Meeting 00-10205 Securities and Exchange Commission 466
00-10226,466 Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 00-10226 Securities and Exchange Commission 466
00-10255,466 The Kelmoore Strategy TM Variable Trust, et al. 00-10255 Securities and Exchange Commission 466
00-10256,466 Issuer Delisting; Notice of Application To Withdraw From Listing and Registration; (NeoPharm, Inc., Common Stock, Par Value $.0002145 Per Share) File No. 1-12493 00-10256 Securities and Exchange Commission 466
00-10257,466 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Valuation of Illiquid Direct Participation Program and Real Estate Investment Trust Securities on Customer Account Statements 00-10257 Securities and Exchange Commission 466
00-10258,466 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Regarding Specialist Enhanced Participation 00-10258 Securities and Exchange Commission 466
00-10259,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Enhanced Specialists Participation in Wheel Trades 00-10259 Securities and Exchange Commission 466
00-10260,466 Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to the Proposed Rule Change Amending Trade Processing Rules 00-10260 Securities and Exchange Commission 466
00-10261,466 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by American Stock Exchange LLC Relating to Floor Official Rulings 00-10261 Securities and Exchange Commission 466
00-10262,466 Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Option Exercise Procedures 00-10262 Securities and Exchange Commission 466
00-10263,466 Self-Regulatory Organizations: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the New York Stock Exchange, Inc. Extending the Pilot Program for Amendments to Exchange Rule 123B Until April 26, 2000 00-10263 Securities and Exchange Commission 466
00-10264,466 Self-Regulatory Organizations; the Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Profile Modification Feature of the Direct Registration System 00-10264 Securities and Exchange Commission 466
00-10368,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exchange, Inc. Relating to Operating Times of Price Improvement Programs 00-10368 Securities and Exchange Commission 466
00-10369,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Changing the Name of the VWAP System to “eVWAP” 00-10369 Securities and Exchange Commission 466
00-10370,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Amending PHLX Rule 237 To Extend the Pilot Program for VTS Until November 1, 2000 00-10370 Securities and Exchange Commission 466
00-10501,466 Rulemaking for EDGAR System 00-10501 Securities and Exchange Commission 466
00-10566,466 Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 00-10566 Securities and Exchange Commission 466
00-1057,466 Pacific Life Insurance Company, et al.; Notice of Application 00-1057 Securities and Exchange Commission 466
00-10725,466 Notice of Application and Order Temporarily Granting Application for a Conditional Exemption by the National Association of Securities Dealers, Inc. Relating to the Acquisition and Operation of a Software Development Company by the Nasdaq Stock Market, Inc 00-10725 Securities and Exchange Commission 466
00-10726,466 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Level I Market Data Fees 00-10726 Securities and Exchange Commission 466
00-10727,466 Submission for OMB Review; Comment Request 00-10727 Securities and Exchange Commission 466
00-10728,466 Proposed Collection; Comment Request 00-10728 Securities and Exchange Commission 466
00-10729,466 Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Collateralization Procedures 00-10729 Securities and Exchange Commission 466
00-10730,466 The Pacific Corporate Group Private Equity Fund, et al., Notice of Application 00-10730 Securities and Exchange Commission 466
00-10836,466 Agency Meeting 00-10836 Securities and Exchange Commission 466
00-10856,466 SSgA Funds and State Street Bank and Trust Company; Notice of Application 00-10856 Securities and Exchange Commission 466
00-10857,466 Marshall Funds, Inc. et al.; Notice of Application 00-10857 Securities and Exchange Commission 466
00-10893,466 Notice of Extension of Comment Period for Issues Relating to Market Fragmentation 00-10893 Securities and Exchange Commission 466
00-11000,466 Custody of Investment Company Assets Outside the United States 00-11000 Securities and Exchange Commission 466
00-11001,466 Proposed Collection; Comment Request 00-11001 Securities and Exchange Commission 466
00-11002,466 Roundtable on Investment Adviser Regulatory Issues 00-11002 Securities and Exchange Commission 466
00-11003,466 Self-Regulatory Organizations; Emerging Markets Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees 00-11003 Securities and Exchange Commission 466
00-11004,466 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Fee Schedule 00-11004 Securities and Exchange Commission 466
00-11006,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Extending Pilot Program Assessing a Monthly Capital Funding Fee 00-11006 Securities and Exchange Commission 466
00-11007,466 Self-Regulatory Organizations; MBS Clearing Corporation; Order Approving a Proposed Rule Change Relating to Electronic Pool Notification Service Rules 00-11007 Securities and Exchange Commission 466
00-11008,466 Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Authorizing the PCX ITS Coordinator To Accept Inbound Commitments on Behalf of Other PCX Specialists 00-11008 Securities and Exchange Commission 466
00-11066,466 Sunshine Act Meeting 00-11066 Securities and Exchange Commission 466
00-11079,466 Use of Electronic Media 00-11079 Securities and Exchange Commission 466
00-11080,466 Cohesion Technologies, Inc.; Notice of Application 00-11080 Securities and Exchange Commission 466
00-11104,466 Sunshine Act Meeting 00-11104 Securities and Exchange Commission 466
00-112,466 Self-Regulatory Organizations; Government Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Formation of and Involvement in the European Securities Clearing Corporation 00-112 Securities and Exchange Commission 466
00-11224,466 Security Benefit Life Insurance Company, et al. 00-11224 Securities and Exchange Commission 466
00-11225,466 Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 00-11225 Securities and Exchange Commission 466
00-11226,466 SEI Investments Management Corporation, et al.; Notice of Application 00-11226 Securities and Exchange Commission 466
00-11227,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Rule 2(a) of the Rules of Procedure Applicable to Exchange Disciplinary Proceedings 00-11227 Securities and Exchange Commission 466
00-11228,466 Self-Regulatory Organizations; Order Granting Accelerated Approval of Proposed Rule Change by the New York Stock Exchange, Inc. Amending Exchange Rule 123B 00-11228 Securities and Exchange Commission 466
00-11229,466 Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the International Securities Exchange LLC Relating to Its Fee Schedule 00-11229 Securities and Exchange Commission 466
00-1123,466 Adoption of Updated EDGAR Filer Manual 00-1123 Securities and Exchange Commission 466
00-1124,466 Sunshine Act Meeting; Notice 00-1124 Securities and Exchange Commission 466
00-11254,466 Self-Regulatory Organizations; Government Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Formation of the European Securities Clearing Corporation 00-11254 Securities and Exchange Commission 466
00-11255,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Extension of Time To Pass the Series 55 Examination, Equity Trader 00-11255 Securities and Exchange Commission 466
00-11333,466 Issuer Delisting; Notice of Application To Withdraw From Listing and Registration; (InterDigital Communications Corporation, Common Stock, $.01 Par Value, and Series B Junior Participating Preferred Stock Rights) File No. 1-11152 00-11333 Securities and Exchange Commission 466
00-11399,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Membership Dues and Fees 00-11399 Securities and Exchange Commission 466
00-11400,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Market-Wide Trading Halts 00-11400 Securities and Exchange Commission 466
00-11401,466 Issuer Delisting; Notice of Application To Withdraw From Listing and Registration; (Maxim Pharmaceuticals, Inc., Common Stock, $.001 Par Value, and Redeemable Common Stock Purchase Warrants Expiring July 10, 2001) File No. 1-14430 00-11401 Securities and Exchange Commission 466
00-11402,466 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to the Trading of Nasdaq/NM Securities on the CHX 00-11402 Securities and Exchange Commission 466
00-11403,466 Submission for OMB Review; Comment Request 00-11403 Securities and Exchange Commission 466
00-11404,466 Issuer Delisting; Notice of Application To Withdraw From Listing and Registrations; (Rogers Corporation, Capital Stock, $1 Par Value, and Rights to Purchase Capital Stock, $1 Par Value) File No. 1-04347 00-11404 Securities and Exchange Commission 466
00-11405,466 Electronic Submission of Securities Trading Data by Exchange Members, Brokers and Dealers 00-11405 Securities and Exchange Commission 466
00-11473,466 Sunshine Act Agency Meeting 00-11473 Securities and Exchange Commission 466
00-11606,466 New York Life Insurance and Annuity Corporation, et al., Notice of Application 00-11606 Securities and Exchange Commission 466
00-11607,466 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Options Transaction Fees for Non-Member Broker-Dealers 00-11607 Securities and Exchange Commission 466
00-11608,466 Self-Regulatory Organization; National Securities Clearing Corporation; Order Approving a Proposed Rule Change Relating to Ceasing to Act for a Member 00-11608 Securities and Exchange Commission 466
00-11609,466 Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Allocation Policy and Procedures 00-11609 Securities and Exchange Commission 466
00-11610,466 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by the National Association of Securities Dealers, Inc. Relating to Amendments to the Code of Procedure and Other Provisions 00-11610 Securities and Exchange Commission 466
00-11611,466 Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3, 4, and 5 to the Proposed Rule Change Relating to Listing Additional Series of World Equity Benchmark Shares TM 00-11611 Securities and Exchange Commission 466
00-11668,466 Sunshine Act Meeting 00-11668 Securities and Exchange Commission 466
00-11680,466 Options Price Reporting Authority 00-11680 Securities and Exchange Commission 466
00-11681,466 Warburg, Pincus Balanced Fund, Inc., et al.; Notice of Application 00-11681 Securities and Exchange Commission 466
00-11682,466 Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Change To Rescind Exchange Rule 390 00-11682 Securities and Exchange Commission 466
00-11683,466 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. and Amendment No. 1 thereto Relating to the Entry of Locking/Crossing Quotations Prior to the Nasdaq Market Opening 00-11683 Securities and Exchange Commission 466
00-1170,466 Options Price Reporting Authority; Notice of Filing and Order Granting Accelerated Effectiveness of Amendment to OPRA Plan Adopting a Temporary Capacity Allocation Plan 00-1170 Securities and Exchange Commission 466
00-1171,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Restating and Amending Membership Dues and Fees Schedule 00-1171 Securities and Exchange Commission 466
00-11798,466 In the Matter of Asthma Disease Management, Inc.; Order of Suspension of Trading 00-11798 Securities and Exchange Commission 466
00-11803,466 Self-Regulatory Organizations; New York Stock Exchange, Inc; Order Approving Proposed Rule Change Relating to NYSE Rule 103A 00-11803 Securities and Exchange Commission 466
00-11804,466 Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to the Maintenance Standards for the Dow Jones High Yield Select Ten Index 00-11804 Securities and Exchange Commission 466
00-11805,466 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 to the Proposed Rule Change by the Pacific Exchange, Inc. Amending Its Disciplinary Procedures 00-11805 Securities and Exchange Commission 466
00-11806,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure Requirements for Transactions Involving Callable Common Stock and Amendment Nos. 1 and 2 Thereto 00-11806 Securities and Exchange Commission 466
00-11807,466 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Denial of Access Procedures 00-11807 Securities and Exchange Commission 466
00-11864,466 Warburg, Pincus Trust, et al. 00-11864 Securities and Exchange Commission 466
00-11917,466 Existing Collection; Comment Request 00-11917 Securities and Exchange Commission 466
00-11918,466 Proposed Collection; Comment Request 00-11918 Securities and Exchange Commission 466
00-11919,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Starting the Automatic Price Improvement Feature and the Mandatory Manual Double-up Double-down Price Protection Feature at (9:30 A.M.) 00-11919 Securities and Exchange Commission 466
00-11920,466 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3, 4, 5, 6 and 7 to the Proposed Rule Change by the Pacific Exchange, Inc. Creating PCX Equities, Inc. 00-11920 Securities and Exchange Commission 466
00-11959,466 Allianz Life Insurance Company of North America, et al.; Notice of Application 00-11959 Securities and Exchange Commission 466
00-11960,466 Valley Forge Life Insurance Company, et al. 00-11960 Securities and Exchange Commission 466
00-11961,466 Filings Under the Public Utility Holding Company Act of 1935, As Amended (“Act”) 00-11961 Securities and Exchange Commission 466
00-12132,466 First Allmerica Financial Life Insurance Company, et al. 00-12132 Securities and Exchange Commission 466
00-12133,466 BISYS Fund Services Limited Partnership, et al.; Notice of Application 00-12133 Securities and Exchange Commission 466
00-12134,466 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Exercise Settlement Values for Expiring Index Options 00-12134 Securities and Exchange Commission 466
00-12135,466 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Giving Preference to Options Specialist Units Which Resign From Option Trading Privileges in the Best Interest of the Exchange in Future Allocation Decisions Regarding Such Options 00-12135 Securities and Exchange Commission 466
00-12271,466 Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Amending Exchange Rules 902, 903 and 906 00-12271 Securities and Exchange Commission 466
00-12272,466 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change by the Pacific Exchange, Inc. Relating to Its Competing Specialist Program 00-12272 Securities and Exchange Commission 466
00-12407,466 Proposed Collection; Comment Request 00-12407 Securities and Exchange Commission 466
00-12514,466 Proposed Collection; Comment Request 00-12514 Securities and Exchange Commission 466
00-12515,466 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Amending the Exchange's Certificate of Incorporation 00-12515 Securities and Exchange Commission 466
00-12597,466 Issuer Delisting; Notice of Application To Withdraw From Listing and Registration; (Rogers Corporation, Capital Stock, $1 Par Value, and Rights To Purchase Capital Stock, $1 Par Value) File No. 1-04347 00-12597 Securities and Exchange Commission 466
00-12598,466 Issuer Delisting; Notice of Applicantion to Withdraw from Listing and Registration; (Audiovox Corporation, Class A Common Stock, $.01 Par Value) File No. 1-09532 00-12598 Securities and Exchange Commission 466

Next page

Advanced export

JSON shape: default, array, newline-delimited, object

CSV options:

CREATE TABLE federal_register_agencies (
    document_number TEXT REFERENCES federal_register(document_number),
    agency_id INTEGER REFERENCES agencies(id),
    PRIMARY KEY (document_number, agency_id)
);
CREATE INDEX idx_fra_agency ON federal_register_agencies(agency_id);
Powered by Datasette · Queries took 1041.746ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API