federal_register: 00-11405
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 00-11405 | Electronic Submission of Securities Trading Data by Exchange Members, Brokers and Dealers | Proposed Rule | The Securities and Exchange Commission is proposing for comment Rule 17a-25 under Section 17 of the Securities Exchange Act of 1934. Proposed Rule 17a-25 would require brokers and dealers to submit electronically to the Commission, upon request, information on customer and firm securities trading. The Commission designed the proposal to improve its capacity to analyze electronic submissions of trading data and thereby facilitate Commission enforcement investigations and other trading reconstructions. | 2000-05-08 | 2000 | 5 | https://www.federalregister.gov/documents/2000/05/08/00-11405/electronic-submission-of-securities-trading-data-by-exchange-members-brokers-and-dealers | https://www.govinfo.gov/content/pkg/FR-2000-05-08/pdf/00-11405.pdf | Securities and Exchange Commission | 466 | The Securities and Exchange Commission is proposing for comment Rule 17a-25 under Section 17 of the Securities Exchange Act of 1934. Proposed Rule 17a-25 would require brokers and dealers to submit electronically to the Commission, upon request,... |