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federal_register: 99-33492

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts
99-33492 Selective Disclosure and Insider Trading Proposed Rule The Securities and Exchange Commission is proposing new rules to address three issues: the selective disclosure by issuers of material nonpublic information; whether insider trading liability depends on a trader's ``use'' or ``knowing possession'' of material nonpublic information; and when the breach of a family or other non- business relationship may give rise to liability under the misappropriation theory of insider trading. The proposals are designed to promote the full and fair disclosure of information by issuers, and to clarify and enhance existing prohibitions against insider trading. 1999-12-28 1999 12 https://www.federalregister.gov/documents/1999/12/28/99-33492/selective-disclosure-and-insider-trading https://www.govinfo.gov/content/pkg/FR-1999-12-28/pdf/99-33492.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission is proposing new rules to address three issues: the selective disclosure by issuers of material nonpublic information; whether insider trading liability depends on a trader's ``use'' or ``knowing possession'' of...

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  • 1 row from document_number in federal_register_agencies
  • 0 rows from fr_document_number in fr_regs_crossref
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