federal_register: 99-16316
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 99-16316 | Delegation of Authority to Cancel Registration of Certain Investment Advisers | Uncategorized Document | The Securities and Exchange Commission (''Commission'') is amending its rules to delegate its authority to the Director of the Division of Investment Management to cancel the registration of any investment adviser that is not eligible for Commission registration. This amendment updates the staff's delegated authority to reflect recent amendments to the Investment Advisers Act of 1940, and is intended to conserve Commission resources by permitting the staff to cancel, when appropriate, the registration of investment advisers that are not eligible to be registered with the Commission. | 1999-06-28 | 1999 | 6 | https://www.federalregister.gov/documents/1999/06/28/99-16316/delegation-of-authority-to-cancel-registration-of-certain-investment-advisers | https://www.govinfo.gov/content/pkg/FR-1999-06-28/pdf/99-16316.pdf | Securities and Exchange Commission | 466 | The Securities and Exchange Commission (''Commission'') is amending its rules to delegate its authority to the Director of the Division of Investment Management to cancel the registration of any investment adviser that is not eligible for Commission... |