federal_register: 96-32800
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 96-32800 | Suspension of Form ADV-S | Rule | The Commission is staying a rule and a provision in a rule under the Investment Advisers Act of 1940 that require the filing of Form ADV-S, the annual report filed by all investment advisers registered with the Commission. The Commission is also suspending the use of Form ADV-S indefinitely, pending the outcome of a related rulemaking. | 1996-12-27 | 1996 | 12 | https://www.federalregister.gov/documents/1996/12/27/96-32800/suspension-of-form-adv-s | https://www.govinfo.gov/content/pkg/FR-1996-12-27/pdf/96-32800.pdf | Securities and Exchange Commission | 466 | The Commission is staying a rule and a provision in a rule under the Investment Advisers Act of 1940 that require the filing of Form ADV-S, the annual report filed by all investment advisers registered with the Commission. The Commission is also... |