federal_register: 96-32652

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts
96-32652 Private Investment Companies Proposed Rule The Commission is publishing for comment new rules under the Investment Company Act of 1940 to implement provisions of the National Securities Markets Improvement Act of 1996 that apply to private investment companies. The proposed rules would define certain terms for purposes of the new exception from regulation under the Investment Company Act for private investment companies whose investors are all highly sophisticated investors, termed ``qualified purchasers.'' The proposed rules also would address certain transition issues related to existing private investment companies that have no more than 100 investors and certain other matters related to private investment companies. 1996-12-26 1996 12 https://www.federalregister.gov/documents/1996/12/26/96-32652/private-investment-companies https://www.govinfo.gov/content/pkg/FR-1996-12-26/pdf/96-32652.pdf Securities and Exchange Commission 466 The Commission is publishing for comment new rules under the Investment Company Act of 1940 to implement provisions of the National Securities Markets Improvement Act of 1996 that apply to private investment companies. The proposed rules would define...

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