federal_register: 2020-28688

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2020-28688 ETF Series Solutions and ClearShares, LLC Notice ETF Series Solutions ("Trust"), a Delaware statutory trust registered under the Act as an open-end management investment company with multiple series (each a "Fund") and ClearShares LLC ("Initial Adviser"), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940 ("Advisers Act") that serves an investment adviser to the Funds (collectively with the Trust, the "Applicants") have applied for an exemption from the Investment Company Act of 1940. The requested exemption would permit Applicants to enter into and materially amend sub-advisory agreements with sub-advisers without shareholder approval and would grant relief from the Disclosure Requirements as they relate to fees paid to the sub-advisers. 2020-12-29 2020 12 https://www.federalregister.gov/documents/2020/12/29/2020-28688/etf-series-solutions-and-clearshares-llc https://www.govinfo.gov/content/pkg/FR-2020-12-29/pdf/2020-28688.pdf Securities and Exchange Commission 466 ETF Series Solutions ("Trust"), a Delaware statutory trust registered under the Act as an open-end management investment company with multiple series (each a "Fund") and ClearShares LLC ("Initial Adviser"), a Delaware limited liability company...  

Links from other tables