federal_register: 2013-31172

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2013-31172 Securities Exempted; Distribution of Shares by Registered Open-End Management Investment Company; Applications Regarding Joint Enterprises or Arrangements and Certain Profit-Sharing Plans Rule The Securities and Exchange Commission ("Commission") is correcting outdated cross-references in rule 602 under the Securities Act of 1933 ("Securities Act") and rule 12b-1 under the Investment Company Act of 1940 ("Investment Company Act") and correcting an inadvertent error in rule 17d-1 under the Investment Company Act as published in the Federal Register on January 22, 2003. 2013-12-30 2013 12 https://www.federalregister.gov/documents/2013/12/30/2013-31172/securities-exempted-distribution-of-shares-by-registered-open-end-management-investment-company https://www.govinfo.gov/content/pkg/FR-2013-12-30/pdf/2013-31172.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") is correcting outdated cross-references in rule 602 under the Securities Act of 1933 ("Securities Act") and rule 12b-1 under the Investment Company Act of 1940 ("Investment Company Act") and...

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