federal_register: 2013-31137
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2013-31137 | IndexIQ ETF Trust, et al.; Notice of Application | Notice | Summary of the Application: Applicants request an order that would (a) permit certain registered open-end management investment companies that operate as "funds of funds" to acquire shares of certain registered open-end management investment companies, registered closed-end management investment companies, business development companies as defined by section 2(a)(48) of the 1940 Act ("business development companies"), and registered unit investment trusts that are within or outside the same group of investment companies as the acquiring investment companies and (b) permit certain registered open- end management investment companies relying on rule 12d1-2 under the 1940 Act to invest in certain financial instruments. Applicants: IndexIQ ETF Trust, IndexIQ Active ETF Trust (each, a "Trust," and collectively, the "Trusts"), IndexIQ Advisors LLC ("IndexIQ Advisors") and ALPS Distributors Inc. (the "Distributor"). | 2013-12-30 | 2013 | 12 | https://www.federalregister.gov/documents/2013/12/30/2013-31137/indexiq-etf-trust-et-al-notice-of-application | https://www.govinfo.gov/content/pkg/FR-2013-12-30/pdf/2013-31137.pdf | Securities and Exchange Commission | 466 | Summary of the Application: Applicants request an order that would (a) permit certain registered open-end management investment companies that operate as "funds of funds" to acquire shares of certain registered open-end management investment companies,... |