federal_register: 2013-31136
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2013-31136 | IndexIQ ETF Trust, et al.; Notice of Application | Notice | Summary of Application: Applicants request an order that would permit (a) certain open-end management investment companies or series thereof to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. The order would supersede the applicants' prior order.\1\ --------------------------------------------------------------------------- | 2013-12-30 | 2013 | 12 | https://www.federalregister.gov/documents/2013/12/30/2013-31136/indexiq-etf-trust-et-al-notice-of-application | https://www.govinfo.gov/content/pkg/FR-2013-12-30/pdf/2013-31136.pdf | Securities and Exchange Commission | 466 | Summary of Application: Applicants request an order that would permit (a) certain open-end management investment companies or series thereof to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market... |