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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts
03-8116 Assessment of Civil Penalties Under Section 502(c)(5) of ERISA Rule This document contains a final rule that describes procedures relating to the assessment of civil penalties under section 502(c)(5) of the Employee Retirement Income Security Act of 1974, (ERISA) as amended by the Health Insurance Portability and Accountability Act of 1996 (HIPAA). Section 502(c)(5) authorizes the Secretary of Labor (the Secretary) to assess a civil monetary penalty against any person from the date of the person's failure or refusal to file the information required to be filed under section 101(g) of ERISA. The final rule clarifies the manner in which the Secretary will assess penalties under ERISA section 502(c)(5) and the procedures for agency review. Separate documents containing a final rule on the reporting requirement under section 101(g) of ERISA and a final rule relating to procedures for administrative hearings and appeals on assessments of penalties under ERISA section 502(c)(5) appear separately in this issue of the Federal Register. 2003-04-09 2003 4 https://www.federalregister.gov/documents/2003/04/09/03-8116/assessment-of-civil-penalties-under-section-502c5-of-erisa https://www.govinfo.gov/content/pkg/FR-2003-04-09/pdf/03-8116.pdf Labor Department; Employee Benefits Security Administration 271,131 This document contains a final rule that describes procedures relating to the assessment of civil penalties under section 502(c)(5) of the Employee Retirement Income Security Act of 1974, (ERISA) as amended by the Health Insurance Portability and...

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