federal_register: 03-31640
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 03-31640 | Recordkeeping Requirements for Registered Transfer Agents | Rule | The Commission is amending its rule concerning recordkeeping requirements for registered transfer agents. The amendments will make clear that registered transfer agents may use electronic, microfilm, and microfiche media as a substitute for hard copy records, including cancelled stock certificates, for purposes of complying with the Commission's transfer agent recordkeeping rules and that a third party on behalf of a registered transfer agent may place into escrow the required software information. | 2003-12-29 | 2003 | 12 | https://www.federalregister.gov/documents/2003/12/29/03-31640/recordkeeping-requirements-for-registered-transfer-agents | https://www.govinfo.gov/content/pkg/FR-2003-12-29/pdf/03-31640.pdf | Securities and Exchange Commission | 466 | The Commission is amending its rule concerning recordkeeping requirements for registered transfer agents. The amendments will make clear that registered transfer agents may use electronic, microfilm, and microfiche media as a substitute for hard copy... |