federal_register: 03-31545
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 03-31545 | Disclosure of Breakpoint Discounts by Mutual Funds | Proposed Rule | The Securities and Exchange Commission is proposing amendments to Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940 to require an open-end management investment company to provide enhanced disclosure regarding breakpoint discounts on front-end sales loads. Under the proposed amendments, an open-end management investment company would be required to describe in its prospectus any arrangements that result in breakpoints in sales loads and to provide a brief summary of shareholder eligibility requirements. | 2003-12-24 | 2003 | 12 | https://www.federalregister.gov/documents/2003/12/24/03-31545/disclosure-of-breakpoint-discounts-by-mutual-funds | https://www.govinfo.gov/content/pkg/FR-2003-12-24/pdf/03-31545.pdf | Securities and Exchange Commission | 466 | The Securities and Exchange Commission is proposing amendments to Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940 to require an open-end management investment company to provide enhanced disclosure regarding breakpoint... |