federal_register: 03-31071
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 03-31071 | Amendments to Rules Governing Pricing of Mutual Fund Shares | Proposed Rule | The Securities and Exchange Commission ("Commission") is proposing amendments to the rule under the Investment Company Act that requires forward pricing of redeemable securities issued by registered investment companies ("funds"). The amendments would provide that an order to purchase or redeem fund shares would receive the current day's price only if the fund, its designated transfer agent, or a registered securities clearing agency receives the order by the time that the fund establishes for calculating its net asset value. The amendments are designed to prevent unlawful late trading in fund shares. | 2003-12-17 | 2003 | 12 | https://www.federalregister.gov/documents/2003/12/17/03-31071/amendments-to-rules-governing-pricing-of-mutual-fund-shares | https://www.govinfo.gov/content/pkg/FR-2003-12-17/pdf/03-31071.pdf | Securities and Exchange Commission | 466 | The Securities and Exchange Commission ("Commission") is proposing amendments to the rule under the Investment Company Act that requires forward pricing of redeemable securities issued by registered investment companies ("funds"). The amendments would... |