federal_register: 00-19445
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 00-19445 | Exemption from Certain Part 4 Requirements for Commodity Pool Operators With Respect to Offerings to Qualified Eligible Persons and for Commodity Trading Advisors With Respect to Advising Qualified Eligible Persons | Rule | The Commodity Futures Trading Commission ("Commission") is revising Commission Rule 4.7 ("Revision") \1\ through both substantive and technical revisions. Rule 4.7 provides a simplified regulatory framework for commodity pool operators ("CPOs") operating commodity pools consisting of certain highly accredited pool participants and for commodity trading advisors ("CTAs") directing or guiding the commodity interest trading accounts of certain highly accredited clients. These persons formerly were termed "qualified eligible participants" (or "QEPs") and "qualified eligible clients" (or "QECs"), respectively. Under the Revision, all such persons are termed "qualified eligible persons." --------------------------------------------------------------------------- | 2000-08-04 | 2000 | 8 | https://www.federalregister.gov/documents/2000/08/04/00-19445/exemption-from-certain-part-4-requirements-for-commodity-pool-operators-with-respect-to-offerings-to | https://www.govinfo.gov/content/pkg/FR-2000-08-04/pdf/00-19445.pdf | Commodity Futures Trading Commission | 77 | The Commodity Futures Trading Commission ("Commission") is revising Commission Rule 4.7 ("Revision") \1\ through both substantive and technical revisions. Rule 4.7 provides a simplified regulatory framework for commodity pool operators ("CPOs")... |