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2,219 rows where agency_id = "SEC" and posted_year = 2020 sorted by posted_date descending
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document_type 3
- Notice 2,158
- Rule 44
- Proposed Rule 17
posted_year 1
- 2020 · 2,219 ✖
agency_id 1
- SEC · 2,219 ✖
| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2020-2131-0001 | SEC | Regulation Alternate Trading Systems for ATSs that Trade Government Securities, National Market System Stock, and Other Securities; Regulation SCI for ATSs that Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities Markets | Proposed Rule | 2020-12-31T05:00:00Z | 2020 | 12 | 2020-12-31T05:00:00Z | 2020-12-31T13:19:20Z | 2020-21781 | 0 | 0 | 09000064849d60bc | |||
| SEC-2020-2130-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:46:56Z | 2020-28891 | 0 | 0 | 09000064849d1d23 | |||
| SEC-2020-2121-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe, Ltd. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:24Z | 2020-28809 | 0 | 0 | 09000064849d184b | |||
| SEC-2020-2115-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:42:23Z | 2020-28803 | 0 | 0 | 09000064849d1627 | |||
| SEC-2020-2119-0001 | SEC | Rules of Practice | Rule | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:02Z | 2020-25747 | 0 | 0 | 09000064849d17bc | |||
| SEC-2020-2122-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:27Z | 2020-28895 | 0 | 0 | 09000064849d184c | |||
| SEC-2020-2124-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:40Z | 2020-28892 | 0 | 0 | 09000064849d188b | |||
| SEC-2020-2129-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:46:34Z | 2020-28807 | 0 | 0 | 09000064849d18d1 | |||
| SEC-2020-2127-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:46:18Z | 2020-28805 | 0 | 0 | 09000064849d18cb | |||
| SEC-2020-2118-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:44:58Z | 2020-28802 | 0 | 0 | 09000064849d17ab | |||
| SEC-2020-2114-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:42:16Z | 2020-28801 | 0 | 0 | 09000064849d1625 | |||
| SEC-2020-2120-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:11Z | 2020-28811 | 0 | 0 | 09000064849d180b | |||
| SEC-2020-2126-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:46:16Z | 2020-28896 | 0 | 0 | 09000064849d18ca | |||
| SEC-2020-2112-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:42:05Z | 2020-28889 | 0 | 0 | 09000064849d1621 | |||
| SEC-2019-0249-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:46:02Z | 2020-28831 | 0 | 0 | 09000064849d1891 | |||
| SEC-2020-2125-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange, Inc. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:43Z | 2020-28806 | 0 | 0 | 09000064849d188c | |||
| SEC-2020-2111-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:41:18Z | 2020-28893 | 0 | 0 | 09000064849d15d6 | |||
| SEC-2020-2116-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:44:15Z | 2020-28894 | 0 | 0 | 09000064849d1689 | |||
| SEC-2020-2113-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:42:08Z | 2020-28890 | 0 | 0 | 09000064849d1622 | |||
| SEC-2020-2123-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:45:30Z | 2020-28804 | 0 | 0 | 09000064849d184d | |||
| SEC-2020-2128-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:46:30Z | 2020-28808 | 0 | 0 | 09000064849d18cf | |||
| SEC-2020-2117-0001 | SEC | Registration as a National Securities Exchange Pursuant to the Securities Exchange Act of 1934: Minneapolis Grain Exchange, LLC | Notice | 2020-12-30T05:00:00Z | 2020 | 12 | 2020-12-30T05:00:00Z | 2020-12-30T12:44:56Z | 2020-28810 | 0 | 0 | 09000064849d1786 | |||
| SEC-2020-2086-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:14:36Z | 2020-28665 | 0 | 0 | 09000064849cfac1 | |||
| SEC-2020-2077-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:12:11Z | 2020-28682 | 0 | 0 | 09000064849cf13d | |||
| SEC-2020-2079-0001 | SEC | Delegation of Authority to Director of the Division of Enforcement | Rule | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:12:50Z | 2020-27537 | 0 | 0 | 09000064849cf140 | |||
| SEC-2020-2084-0001 | SEC | Application: KKR Registered Advisor LLC and KKR Real Estate Select Trust Inc. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:14:18Z | 2020-28749 | 0 | 0 | 09000064849cfa7a | |||
| SEC-2020-2110-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:19:34Z | 2020-28667 | 0 | 0 | 09000064849cfd6f | |||
| SEC-2020-2093-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: OneChicago, LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:39Z | 2020-28687 | 0 | 0 | 09000064849cfb2c | |||
| SEC-2020-2078-0001 | SEC | Proposed Order: Substituted Compliance Application Submitted by the French Autorite des Marches Financiers and the Autorite de Controle Prudential et de Resolution in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the French Republic | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2021-01-26T04:59:59Z | 2020-12-29T16:12:47Z | 2020-28697 | 0 | 0 | 09000064849cf13f | ||
| SEC-2020-2099-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:17:03Z | 2020-28768 | 0 | 0 | 09000064849cfc3a | |||
| SEC-2020-2098-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:16:37Z | 2020-28656 | 0 | 0 | 09000064849cfbdf | |||
| SEC-2020-2100-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:17:27Z | 2020-28655 | 0 | 0 | 09000064849cfc3f | |||
| SEC-2015-0531-0003 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:19:44Z | 2020-28770 | 0 | 0 | 09000064849cfd70 | |||
| SEC-2020-2097-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:16:34Z | 2020-28658 | 0 | 0 | 09000064849cfbde | |||
| SEC-2020-2082-0001 | SEC | Order: Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-United States Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Federal Republic of Germany | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:13:58Z | 2020-28703 | 0 | 0 | 09000064849cfa2a | |||
| SEC-2020-2080-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:12:57Z | 2020-28670 | 0 | 0 | 09000064849cf9da | |||
| SEC-2020-2094-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:54Z | 2020-28769 | 0 | 0 | 09000064849cfb30 | |||
| SEC-2020-2108-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:19:28Z | 2020-28680 | 0 | 0 | 09000064849cfd6c | |||
| SEC-2020-2087-0001 | SEC | Application: Signature PE Fund, LLC and McDermott Will and Emery LLP | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:14:38Z | 2020-28642 | 0 | 0 | 09000064849cfac2 | |||
| SEC-2020-2081-0001 | SEC | Application: ETF Series Solutions and ClearShares LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:13:44Z | 2020-28688 | 0 | 0 | 09000064849cf9e2 | |||
| SEC-2020-2096-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:16:12Z | 2020-28671 | 0 | 0 | 09000064849cfb8c | |||
| SEC-2020-2101-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:18:00Z | 2020-28771 | 0 | 0 | 09000064849cfc91 | |||
| SEC-2020-2088-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:14:41Z | 2020-28661 | 0 | 0 | 09000064849cfac3 | |||
| SEC-2018-0083-0003 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:01Z | 2020-28772 | 0 | 0 | 09000064849cfac4 | |||
| SEC-2020-2106-0001 | SEC | Application: J.P. Morgan Investment Management Inc., et al. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:19:15Z | 2020-28764 | 0 | 0 | 09000064849cfd67 | |||
| SEC-2020-2090-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:07Z | 2020-28681 | 0 | 0 | 09000064849cfac6 | |||
| SEC-2020-2091-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:10Z | 2020-28654 | 0 | 0 | 09000064849cfac7 | |||
| SEC-2020-2104-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:18:43Z | 2020-28652 | 0 | 0 | 09000064849cfd1f | |||
| SEC-2020-2089-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:04Z | 2020-28666 | 0 | 0 | 09000064849cfac5 | |||
| SEC-2020-2095-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:57Z | 2020-28668 | 0 | 0 | 09000064849cfb31 | |||
| SEC-2020-2085-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:14:26Z | 2020-28664 | 0 | 0 | 09000064849cfa7d | |||
| SEC-2020-2092-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:15:25Z | 2020-28660 | 0 | 0 | 09000064849cfb29 | |||
| SEC-2020-2102-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:18:05Z | 2020-28672 | 0 | 0 | 09000064849cfc93 | |||
| SEC-2020-2105-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:18:53Z | 2020-28709 | 0 | 0 | 09000064849cfd23 | |||
| SEC-2020-2107-0001 | SEC | Application: ALPS ETF Trust, et al. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:19:25Z | 2020-28763 | 0 | 0 | 09000064849cfd6b | |||
| SEC-2020-2083-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:14:07Z | 2020-28657 | 0 | 0 | 09000064849cfa2e | |||
| SEC-2020-2103-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:18:08Z | 2020-28659 | 0 | 0 | 09000064849cfcd2 | |||
| SEC-2020-2109-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2020-12-29T05:00:00Z | 2020 | 12 | 2020-12-29T05:00:00Z | 2020-12-29T16:19:32Z | 2020-28662 | 0 | 0 | 09000064849cfd6e | |||
| SEC-2020-2074-0001 | SEC | Privacy Act; Systems of Records | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:19:54Z | 2020-28601 | 0 | 0 | 09000064849cc913 | |||
| SEC-2020-2075-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:19:58Z | 2020-28513 | 0 | 0 | 09000064849cc96b | |||
| SEC-2020-2066-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange, Inc. | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:15:51Z | 2020-28515 | 0 | 0 | 09000064849cc68e | |||
| SEC-2020-2073-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:19:48Z | 2020-28522 | 0 | 0 | 09000064849cc911 | |||
| SEC-2020-2072-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:19:38Z | 2020-28511 | 0 | 0 | 09000064849cc90e | |||
| SEC-2020-2069-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:17:58Z | 2020-28518 | 0 | 0 | 09000064849cc81b | |||
| SEC-2020-2064-0001 | SEC | Privacy Act; Systems of Records | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:13:44Z | 2020-28600 | 0 | 0 | 09000064849cb165 | |||
| SEC-2020-2071-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:18:35Z | 2020-28514 | 0 | 0 | 09000064849cc88f | |||
| SEC-2020-1520-0003 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:18:59Z | 2020-28512 | 0 | 0 | 09000064849cc8dc | |||
| SEC-2020-2076-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:20:10Z | 2020-28510 | 0 | 0 | 09000064849cc96f | |||
| SEC-2020-2068-0001 | SEC | Application: Citadel Enterprise Americas, LLC (Formerly Citadel, LLC) and CEIF, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:17:28Z | 2020-28492 | 0 | 0 | 09000064849cc7a8 | |||
| SEC-2020-2067-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:17:14Z | 2020-28509 | 0 | 0 | 09000064849cc735 | |||
| SEC-2020-2070-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:18:16Z | 2020-28508 | 0 | 0 | 09000064849cc820 | |||
| SEC-2020-2065-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC | Notice | 2020-12-28T05:00:00Z | 2020 | 12 | 2020-12-28T05:00:00Z | 2020-12-28T15:14:29Z | 2020-28536 | 0 | 0 | 09000064849cc5ad | |||
| SEC-2020-2046-0001 | SEC | Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq MRX, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:45:47Z | 2020-28308 | 0 | 0 | 09000064849c0794 | |||
| SEC-2020-2047-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:46:48Z | 2020-28318 | 0 | 0 | 09000064849c07e1 | |||
| SEC-2014-2037-0003 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:56:30Z | 2020-28424 | 0 | 0 | 09000064849c0d9e | |||
| SEC-2020-2061-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T13:01:26Z | 2020-28303 | 0 | 0 | 09000064849c0f92 | |||
| SEC-2020-2049-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:52:36Z | 2020-28312 | 0 | 0 | 09000064849c08b9 | |||
| SEC-2020-2053-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:56:58Z | 2020-28317 | 0 | 0 | 09000064849c0df8 | |||
| SEC-2020-2052-0001 | SEC | Meetings; Sunshine Act | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:56:44Z | 2020-28540 | 0 | 0 | 09000064849c0da1 | |||
| SEC-2020-2058-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T13:00:31Z | 2020-28316 | 0 | 0 | 09000064849c0f3f | |||
| SEC-2020-2048-0001 | SEC | Meetings; Sunshine Act | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:49:58Z | 2020-28521 | 0 | 0 | 09000064849c07e8 | |||
| SEC-2017-1939-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T13:01:11Z | 2020-28430 | 0 | 0 | 09000064849c0f8f | |||
| SEC-2020-2056-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:57:51Z | 2020-28315 | 0 | 0 | 09000064849c0e45 | |||
| SEC-2020-2051-0001 | SEC | Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq ISE, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:56:35Z | 2020-28307 | 0 | 0 | 09000064849c0d9f | |||
| SEC-2020-2059-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T13:00:47Z | 2020-28311 | 0 | 0 | 09000064849c0f8a | |||
| SEC-2020-2050-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:53:13Z | 2020-28310 | 0 | 0 | 09000064849c08be | |||
| SEC-2020-1912-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals: Implementing the Whistleblower Provisions of the Securities Exchange Act | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:57:07Z | 2020-28425 | 0 | 0 | 09000064849c0dfb | |||
| SEC-2020-2057-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:58:55Z | 2020-28319 | 0 | 0 | 09000064849c0ed8 | |||
| SEC-2020-2063-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T13:02:10Z | 2020-28314 | 0 | 0 | 09000064849c102b | |||
| SEC-2020-2060-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T13:00:52Z | 2020-28304 | 0 | 0 | 09000064849c0f8b | |||
| SEC-2020-2062-0001 | SEC | Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq GEMX, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T13:01:49Z | 2020-28309 | 0 | 0 | 09000064849c0fec | |||
| SEC-2020-2054-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:57:31Z | 2020-28313 | 0 | 0 | 09000064849c0e01 | |||
| SEC-2020-2055-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC | Notice | 2020-12-23T05:00:00Z | 2020 | 12 | 2020-12-23T05:00:00Z | 2020-12-23T12:57:37Z | 2020-28305 | 0 | 0 | 09000064849c0e41 | |||
| SEC-2020-2040-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2020-12-22T05:00:00Z | 2020 | 12 | 2020-12-22T05:00:00Z | 2020-12-22T12:49:33Z | 2020-28147 | 0 | 0 | 09000064849b714a | |||
| SEC-2020-2038-0001 | SEC | Order: Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2021 | Notice | 2020-12-22T05:00:00Z | 2020 | 12 | 2020-12-22T05:00:00Z | 2020-12-22T12:45:17Z | 2020-28156 | 0 | 0 | 09000064849b6b6d | |||
| SEC-2020-2042-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2020-12-22T05:00:00Z | 2020 | 12 | 2020-12-22T05:00:00Z | 2020-12-22T12:50:46Z | 2020-28149 | 0 | 0 | 09000064849b71b8 | |||
| SEC-2020-2039-0001 | SEC | Order: Temporary Exemptive Relief; National Market System Plan Governing the Consolidated Audit Trail | Notice | 2020-12-22T05:00:00Z | 2020 | 12 | 2020-12-22T05:00:00Z | 2020-12-22T12:49:23Z | 2020-28146 | 0 | 0 | 09000064849b6cfc | |||
| SEC-2020-2044-0001 | SEC | Order: Temporary Exemptive Relief; National Market System Plan Governing the Consolidated Audit Trail | Notice | 2020-12-22T05:00:00Z | 2020 | 12 | 2020-12-22T05:00:00Z | 2020-12-22T12:51:10Z | 2020-28153 | 0 | 0 | 09000064849b7204 | |||
| SEC-2020-2045-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2020-12-22T05:00:00Z | 2020 | 12 | 2020-12-22T05:00:00Z | 2020-12-22T12:51:30Z | 2020-28150 | 0 | 0 | 09000064849b726b | |||
| SEC-2020-2037-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2020-12-22T05:00:00Z | 2020 | 12 | 2020-12-22T05:00:00Z | 2020-12-22T12:45:09Z | 2020-28258 | 0 | 0 | 09000064849b6b30 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;