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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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2,219 rows where agency_id = "SEC" and posted_year = 2020 sorted by posted_date descending

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document_type 3

  • Notice 2,158
  • Rule 44
  • Proposed Rule 17

posted_year 1

  • 2020 · 2,219 ✖

agency_id 1

  • SEC · 2,219 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2020-2131-0001 SEC   Regulation Alternate Trading Systems for ATSs that Trade Government Securities, National Market System Stock, and Other Securities; Regulation SCI for ATSs that Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities Markets Proposed Rule   2020-12-31T05:00:00Z 2020 12 2020-12-31T05:00:00Z   2020-12-31T13:19:20Z 2020-21781 0 0 09000064849d60bc
SEC-2020-2130-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:46:56Z 2020-28891 0 0 09000064849d1d23
SEC-2020-2121-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe, Ltd. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:24Z 2020-28809 0 0 09000064849d184b
SEC-2020-2115-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:42:23Z 2020-28803 0 0 09000064849d1627
SEC-2020-2119-0001 SEC   Rules of Practice Rule   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:02Z 2020-25747 0 0 09000064849d17bc
SEC-2020-2122-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:27Z 2020-28895 0 0 09000064849d184c
SEC-2020-2124-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:40Z 2020-28892 0 0 09000064849d188b
SEC-2020-2129-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:46:34Z 2020-28807 0 0 09000064849d18d1
SEC-2020-2127-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:46:18Z 2020-28805 0 0 09000064849d18cb
SEC-2020-2118-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:44:58Z 2020-28802 0 0 09000064849d17ab
SEC-2020-2114-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:42:16Z 2020-28801 0 0 09000064849d1625
SEC-2020-2120-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:11Z 2020-28811 0 0 09000064849d180b
SEC-2020-2126-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:46:16Z 2020-28896 0 0 09000064849d18ca
SEC-2020-2112-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:42:05Z 2020-28889 0 0 09000064849d1621
SEC-2019-0249-0002 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:46:02Z 2020-28831 0 0 09000064849d1891
SEC-2020-2125-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange, Inc. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:43Z 2020-28806 0 0 09000064849d188c
SEC-2020-2111-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:41:18Z 2020-28893 0 0 09000064849d15d6
SEC-2020-2116-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:44:15Z 2020-28894 0 0 09000064849d1689
SEC-2020-2113-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:42:08Z 2020-28890 0 0 09000064849d1622
SEC-2020-2123-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:45:30Z 2020-28804 0 0 09000064849d184d
SEC-2020-2128-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:46:30Z 2020-28808 0 0 09000064849d18cf
SEC-2020-2117-0001 SEC   Registration as a National Securities Exchange Pursuant to the Securities Exchange Act of 1934: Minneapolis Grain Exchange, LLC Notice   2020-12-30T05:00:00Z 2020 12 2020-12-30T05:00:00Z   2020-12-30T12:44:56Z 2020-28810 0 0 09000064849d1786
SEC-2020-2086-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:14:36Z 2020-28665 0 0 09000064849cfac1
SEC-2020-2077-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:12:11Z 2020-28682 0 0 09000064849cf13d
SEC-2020-2079-0001 SEC   Delegation of Authority to Director of the Division of Enforcement Rule   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:12:50Z 2020-27537 0 0 09000064849cf140
SEC-2020-2084-0001 SEC   Application: KKR Registered Advisor LLC and KKR Real Estate Select Trust Inc. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:14:18Z 2020-28749 0 0 09000064849cfa7a
SEC-2020-2110-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:19:34Z 2020-28667 0 0 09000064849cfd6f
SEC-2020-2093-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: OneChicago, LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:39Z 2020-28687 0 0 09000064849cfb2c
SEC-2020-2078-0001 SEC   Proposed Order: Substituted Compliance Application Submitted by the French Autorite des Marches Financiers and the Autorite de Controle Prudential et de Resolution in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the French Republic Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z 2021-01-26T04:59:59Z 2020-12-29T16:12:47Z 2020-28697 0 0 09000064849cf13f
SEC-2020-2099-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:17:03Z 2020-28768 0 0 09000064849cfc3a
SEC-2020-2098-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:16:37Z 2020-28656 0 0 09000064849cfbdf
SEC-2020-2100-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:17:27Z 2020-28655 0 0 09000064849cfc3f
SEC-2015-0531-0003 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:19:44Z 2020-28770 0 0 09000064849cfd70
SEC-2020-2097-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:16:34Z 2020-28658 0 0 09000064849cfbde
SEC-2020-2082-0001 SEC   Order: Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-United States Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Federal Republic of Germany Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:13:58Z 2020-28703 0 0 09000064849cfa2a
SEC-2020-2080-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:12:57Z 2020-28670 0 0 09000064849cf9da
SEC-2020-2094-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:54Z 2020-28769 0 0 09000064849cfb30
SEC-2020-2108-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:19:28Z 2020-28680 0 0 09000064849cfd6c
SEC-2020-2087-0001 SEC   Application: Signature PE Fund, LLC and McDermott Will and Emery LLP Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:14:38Z 2020-28642 0 0 09000064849cfac2
SEC-2020-2081-0001 SEC   Application: ETF Series Solutions and ClearShares LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:13:44Z 2020-28688 0 0 09000064849cf9e2
SEC-2020-2096-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:16:12Z 2020-28671 0 0 09000064849cfb8c
SEC-2020-2101-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:18:00Z 2020-28771 0 0 09000064849cfc91
SEC-2020-2088-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:14:41Z 2020-28661 0 0 09000064849cfac3
SEC-2018-0083-0003 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:01Z 2020-28772 0 0 09000064849cfac4
SEC-2020-2106-0001 SEC   Application: J.P. Morgan Investment Management Inc., et al. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:19:15Z 2020-28764 0 0 09000064849cfd67
SEC-2020-2090-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:07Z 2020-28681 0 0 09000064849cfac6
SEC-2020-2091-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:10Z 2020-28654 0 0 09000064849cfac7
SEC-2020-2104-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:18:43Z 2020-28652 0 0 09000064849cfd1f
SEC-2020-2089-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:04Z 2020-28666 0 0 09000064849cfac5
SEC-2020-2095-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:57Z 2020-28668 0 0 09000064849cfb31
SEC-2020-2085-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:14:26Z 2020-28664 0 0 09000064849cfa7d
SEC-2020-2092-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:15:25Z 2020-28660 0 0 09000064849cfb29
SEC-2020-2102-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:18:05Z 2020-28672 0 0 09000064849cfc93
SEC-2020-2105-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:18:53Z 2020-28709 0 0 09000064849cfd23
SEC-2020-2107-0001 SEC   Application: ALPS ETF Trust, et al. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:19:25Z 2020-28763 0 0 09000064849cfd6b
SEC-2020-2083-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:14:07Z 2020-28657 0 0 09000064849cfa2e
SEC-2020-2103-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:18:08Z 2020-28659 0 0 09000064849cfcd2
SEC-2020-2109-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. Notice   2020-12-29T05:00:00Z 2020 12 2020-12-29T05:00:00Z   2020-12-29T16:19:32Z 2020-28662 0 0 09000064849cfd6e
SEC-2020-2074-0001 SEC   Privacy Act; Systems of Records Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:19:54Z 2020-28601 0 0 09000064849cc913
SEC-2020-2075-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:19:58Z 2020-28513 0 0 09000064849cc96b
SEC-2020-2066-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange, Inc. Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:15:51Z 2020-28515 0 0 09000064849cc68e
SEC-2020-2073-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:19:48Z 2020-28522 0 0 09000064849cc911
SEC-2020-2072-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:19:38Z 2020-28511 0 0 09000064849cc90e
SEC-2020-2069-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:17:58Z 2020-28518 0 0 09000064849cc81b
SEC-2020-2064-0001 SEC   Privacy Act; Systems of Records Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:13:44Z 2020-28600 0 0 09000064849cb165
SEC-2020-2071-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:18:35Z 2020-28514 0 0 09000064849cc88f
SEC-2020-1520-0003 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:18:59Z 2020-28512 0 0 09000064849cc8dc
SEC-2020-2076-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:20:10Z 2020-28510 0 0 09000064849cc96f
SEC-2020-2068-0001 SEC   Application: Citadel Enterprise Americas, LLC (Formerly Citadel, LLC) and CEIF, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:17:28Z 2020-28492 0 0 09000064849cc7a8
SEC-2020-2067-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:17:14Z 2020-28509 0 0 09000064849cc735
SEC-2020-2070-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:18:16Z 2020-28508 0 0 09000064849cc820
SEC-2020-2065-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC Notice   2020-12-28T05:00:00Z 2020 12 2020-12-28T05:00:00Z   2020-12-28T15:14:29Z 2020-28536 0 0 09000064849cc5ad
SEC-2020-2046-0001 SEC   Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq MRX, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:45:47Z 2020-28308 0 0 09000064849c0794
SEC-2020-2047-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:46:48Z 2020-28318 0 0 09000064849c07e1
SEC-2014-2037-0003 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:56:30Z 2020-28424 0 0 09000064849c0d9e
SEC-2020-2061-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T13:01:26Z 2020-28303 0 0 09000064849c0f92
SEC-2020-2049-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:52:36Z 2020-28312 0 0 09000064849c08b9
SEC-2020-2053-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:56:58Z 2020-28317 0 0 09000064849c0df8
SEC-2020-2052-0001 SEC   Meetings; Sunshine Act Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:56:44Z 2020-28540 0 0 09000064849c0da1
SEC-2020-2058-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T13:00:31Z 2020-28316 0 0 09000064849c0f3f
SEC-2020-2048-0001 SEC   Meetings; Sunshine Act Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:49:58Z 2020-28521 0 0 09000064849c07e8
SEC-2017-1939-0002 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T13:01:11Z 2020-28430 0 0 09000064849c0f8f
SEC-2020-2056-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:57:51Z 2020-28315 0 0 09000064849c0e45
SEC-2020-2051-0001 SEC   Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq ISE, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:56:35Z 2020-28307 0 0 09000064849c0d9f
SEC-2020-2059-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T13:00:47Z 2020-28311 0 0 09000064849c0f8a
SEC-2020-2050-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:53:13Z 2020-28310 0 0 09000064849c08be
SEC-2020-1912-0002 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Implementing the Whistleblower Provisions of the Securities Exchange Act Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:57:07Z 2020-28425 0 0 09000064849c0dfb
SEC-2020-2057-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:58:55Z 2020-28319 0 0 09000064849c0ed8
SEC-2020-2063-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T13:02:10Z 2020-28314 0 0 09000064849c102b
SEC-2020-2060-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T13:00:52Z 2020-28304 0 0 09000064849c0f8b
SEC-2020-2062-0001 SEC   Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq GEMX, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T13:01:49Z 2020-28309 0 0 09000064849c0fec
SEC-2020-2054-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:57:31Z 2020-28313 0 0 09000064849c0e01
SEC-2020-2055-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC Notice   2020-12-23T05:00:00Z 2020 12 2020-12-23T05:00:00Z   2020-12-23T12:57:37Z 2020-28305 0 0 09000064849c0e41
SEC-2020-2040-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2020-12-22T05:00:00Z 2020 12 2020-12-22T05:00:00Z   2020-12-22T12:49:33Z 2020-28147 0 0 09000064849b714a
SEC-2020-2038-0001 SEC   Order: Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2021 Notice   2020-12-22T05:00:00Z 2020 12 2020-12-22T05:00:00Z   2020-12-22T12:45:17Z 2020-28156 0 0 09000064849b6b6d
SEC-2020-2042-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. Notice   2020-12-22T05:00:00Z 2020 12 2020-12-22T05:00:00Z   2020-12-22T12:50:46Z 2020-28149 0 0 09000064849b71b8
SEC-2020-2039-0001 SEC   Order: Temporary Exemptive Relief; National Market System Plan Governing the Consolidated Audit Trail Notice   2020-12-22T05:00:00Z 2020 12 2020-12-22T05:00:00Z   2020-12-22T12:49:23Z 2020-28146 0 0 09000064849b6cfc
SEC-2020-2044-0001 SEC   Order: Temporary Exemptive Relief; National Market System Plan Governing the Consolidated Audit Trail Notice   2020-12-22T05:00:00Z 2020 12 2020-12-22T05:00:00Z   2020-12-22T12:51:10Z 2020-28153 0 0 09000064849b7204
SEC-2020-2045-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. Notice   2020-12-22T05:00:00Z 2020 12 2020-12-22T05:00:00Z   2020-12-22T12:51:30Z 2020-28150 0 0 09000064849b726b
SEC-2020-2037-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. Notice   2020-12-22T05:00:00Z 2020 12 2020-12-22T05:00:00Z   2020-12-22T12:45:09Z 2020-28258 0 0 09000064849b6b30

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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