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2,031 rows where agency_id = "SEC" and posted_year = 2010 sorted by posted_date descending
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document_type 4
- Notice 1,954
- Rule 38
- Proposed Rule 37
- Other 2
posted_year 1
- 2010 · 2,031 ✖
agency_id 1
- SEC · 2,031 ✖
| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2010-2027-0001 | SEC | Orders Approving Proposed Rules on Auditing Standards: Public Company Accounting Oversight Board | Notice | 2010-12-30T05:00:00Z | 2010 | 12 | 2010-12-30T05:00:00Z | 2010-12-30T13:44:43Z | 2010-32885 | 0 | 0 | 0900006480bc2723 | |||
| SEC-2010-2028-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-30T05:00:00Z | 2010 | 12 | 2010-12-30T05:00:00Z | 2010-12-30T13:45:41Z | 2010-32941 | 0 | 0 | 0900006480bc2788 | |||
| SEC-2010-2026-0001 | SEC | Review of Security-Based Swaps for Mandatory Clearing and Filing Requirements for Clearing Agencies: Technical Amendments Applicable to All Self-Regulatory Organizations | Proposed Rule | 2010-12-30T05:00:00Z | 2010 | 12 | 2010-12-30T05:00:00Z | 2011-02-15T04:59:59Z | 2011-06-11T17:59:54Z | 2010-32085 | 0 | 0 | 0900006480bc2722 | ||
| SEC-2010-2029-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2010-12-30T05:00:00Z | 2010 | 12 | 2010-12-30T05:00:00Z | 2010-12-30T13:45:51Z | 2010-32904 | 0 | 0 | 0900006480bc27b0 | |||
| SEC-2010-2030-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2010-12-30T05:00:00Z | 2010 | 12 | 2010-12-30T05:00:00Z | 2011-01-21T04:59:59Z | 2010-12-30T13:46:02Z | 2010-32891 | 0 | 0 | 0900006480bc27c4 | ||
| SEC-2010-2025-0001 | SEC | Temporary Rule Regarding Principal Trades with Certain Advisory Clients | Rule | 2010-12-30T05:00:00Z | 2010 | 12 | 2010-12-30T05:00:00Z | 2011-06-11T17:59:54Z | 2010-33077 | 0 | 0 | 0900006480bc269a | |||
| SEC-2010-2023-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2011-01-25T04:59:59Z | 2010-12-29T14:18:53Z | 2010-32731 | 0 | 0 | 0900006480bc1c84 | ||
| SEC-2010-2019-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2010-12-29T14:17:06Z | 2010-32730 | 0 | 0 | 0900006480bc1bb0 | |||
| SEC-2010-2020-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2011-01-20T04:59:59Z | 2010-12-29T14:17:18Z | 2010-32728 | 0 | 0 | 0900006480bc1bd3 | ||
| SEC-2010-2017-0001 | SEC | Order Approving Investment Adviser Registration Depository Filing Fees | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2010-12-29T14:16:05Z | 2010-32715 | 0 | 0 | 0900006480bc1b68 | |||
| SEC-2010-2018-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2011-01-20T04:59:59Z | 2010-12-29T14:16:27Z | 2010-32734 | 0 | 0 | 0900006480bc1b82 | ||
| SEC-2010-2021-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2010-12-29T14:17:38Z | 2010-32733 | 0 | 0 | 0900006480bc1bec | |||
| SEC-2010-2022-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2011-01-20T04:59:59Z | 2010-12-29T14:18:37Z | 2010-32787 | 0 | 0 | 0900006480bc1c6b | ||
| SEC-2010-2024-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2011-01-20T04:59:59Z | 2010-12-29T14:19:14Z | 2010-32729 | 0 | 0 | 0900006480bc1cb2 | ||
| SEC-2010-2016-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board | Notice | 2010-12-29T05:00:00Z | 2010 | 12 | 2010-12-29T05:00:00Z | 2010-12-29T14:16:00Z | 2010-32732 | 0 | 0 | 0900006480bc1b66 | |||
| SEC-2010-1998-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:11:35Z | 2010-32615 | 0 | 0 | 0900006480bc0c36 | ||
| SEC-2010-2002-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:12:51Z | 2010-32522 | 0 | 0 | 0900006480bc0cab | |||
| SEC-2010-2009-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:14:26Z | 2010-32614 | 0 | 0 | 0900006480bc1155 | ||
| SEC-2010-2003-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:13:05Z | 2010-32622 | 0 | 0 | 0900006480bc0cbd | ||
| SEC-2010-2004-0001 | SEC | Approval of Public Company Accounting Oversight Board and Annual Accounting Support Fee for Calendar year 2011 | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:13:16Z | 2010-32650 | 0 | 0 | 0900006480bc0cd9 | |||
| SEC-2010-2010-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:14:45Z | 2010-32623 | 0 | 0 | 0900006480bc117f | ||
| SEC-2010-2013-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:15:29Z | 2010-32521 | 0 | 0 | 0900006480bc11d1 | |||
| SEC-2010-2011-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:15:05Z | 2010-32607 | 0 | 0 | 0900006480bc11ad | ||
| SEC-2010-2014-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:15:34Z | 2010-32553 | 0 | 0 | 0900006480bc11e9 | |||
| SEC-2010-2007-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:14:09Z | 2010-32518 | 0 | 0 | 0900006480bc1137 | |||
| SEC-2010-1999-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:11:55Z | 2010-32608 | 0 | 0 | 0900006480bc0c48 | ||
| SEC-2010-2008-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:14:18Z | 2010-32513 | 0 | 0 | 0900006480bc1151 | ||
| SEC-2010-2001-0001 | SEC | Meetings; Sunshine Act | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:12:38Z | 2010-32727 | 0 | 0 | 0900006480bc0c87 | |||
| SEC-2010-2005-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:13:48Z | 2010-32519 | 0 | 0 | 0900006480bc1116 | |||
| SEC-2010-2015-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes:Financial Industry Regulatory Authority, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:15:41Z | 2010-32516 | 0 | 0 | 0900006480bc11ed | |||
| SEC-2010-2006-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:14:02Z | 2010-32613 | 0 | 0 | 0900006480bc1133 | ||
| SEC-2010-2000-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:11:59Z | 2010-32517 | 0 | 0 | 0900006480bc0c4b | |||
| SEC-2010-2012-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-28T14:15:07Z | 2010-32512 | 0 | 0 | 0900006480bc11ae | ||
| SEC-2010-1997-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2010-12-28T14:11:30Z | 2010-32520 | 0 | 0 | 0900006480bc0c32 | |||
| SEC-2010-1994-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2010-12-27T05:00:00Z | 2010 | 12 | 2010-12-27T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-27T13:42:02Z | 2010-32376 | 0 | 0 | 0900006480bc03c8 | ||
| SEC-2010-1995-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-27T05:00:00Z | 2010 | 12 | 2010-12-27T05:00:00Z | 2010-12-27T13:42:12Z | 2010-32372 | 0 | 0 | 0900006480bc03e3 | |||
| SEC-2010-1996-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2010-12-27T05:00:00Z | 2010 | 12 | 2010-12-27T05:00:00Z | 2011-01-19T04:59:59Z | 2010-12-27T13:42:42Z | 2010-32382 | 0 | 0 | 0900006480bc041a | ||
| SEC-2010-1984-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co. | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2010-12-23T13:59:04Z | 2010-32225 | 0 | 0 | 0900006480bbe948 | |||
| SEC-2010-1985-0001 | SEC | Conflict Minerals | Proposed Rule | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-02-01T04:59:59Z | 2011-06-11T17:59:53Z | 2010-31940 | 0 | 0 | 0900006480bbe976 | ||
| SEC-2010-1991-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc. | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-01-14T04:59:59Z | 2010-12-23T14:01:46Z | 2010-32285 | 0 | 0 | 0900006480bbea81 | ||
| SEC-2010-1987-0001 | SEC | Credit Rating Standardization Study | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-02-08T04:59:59Z | 2010-12-23T13:59:51Z | 2010-32280 | 0 | 0 | 0900006480bbe988 | ||
| SEC-2010-1993-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, Inc | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-01-14T04:59:59Z | 2010-12-23T14:02:06Z | 2010-32222 | 0 | 0 | 0900006480bbea9a | ||
| SEC-2010-1988-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc. | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-01-14T04:59:59Z | 2010-12-23T14:00:28Z | 2010-32223 | 0 | 0 | 0900006480bbe9dd | ||
| SEC-2010-1989-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc. | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-01-14T04:59:59Z | 2010-12-23T14:00:37Z | 2010-32286 | 0 | 0 | 0900006480bbe9e1 | ||
| SEC-2010-1990-0001 | SEC | Disclosure of Payments by Resource Extraction Issuers | Proposed Rule | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-02-01T04:59:59Z | 2011-06-11T17:59:53Z | 2010-31943 | 0 | 0 | 0900006480bbea4c | ||
| SEC-2010-1992-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-01-14T04:59:59Z | 2010-12-23T14:02:02Z | 2010-32224 | 0 | 0 | 0900006480bbea97 | ||
| SEC-2010-1986-0001 | SEC | Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 | Notice | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2010-12-23T13:59:48Z | 2010-32287 | 0 | 0 | 0900006480bbe986 | |||
| SEC-2010-1979-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC | Notice | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-01-13T04:59:59Z | 2010-12-22T14:07:14Z | 2010-32087 | 0 | 0 | 0900006480bbde1c | ||
| SEC-2010-1977-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-01-13T04:59:59Z | 2010-12-22T14:06:03Z | 2010-32090 | 0 | 0 | 0900006480bbdd96 | ||
| SEC-2010-1982-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-01-13T04:59:59Z | 2010-12-22T14:07:47Z | 2010-32067 | 0 | 0 | 0900006480bbde63 | ||
| SEC-2010-1980-0001 | SEC | Mine Safety Disclosure | Proposed Rule | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-02-01T04:59:59Z | 2011-06-11T17:59:53Z | 2010-31941 | 0 | 0 | 0900006480bbde1d | ||
| SEC-2010-1981-0001 | SEC | Extension of Filing Accommodation for Static-Pool Information in Filings with Respect to Asset-Backed Securities | Rule | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-06-11T17:59:53Z | 2010-32098 | 0 | 0 | 0900006480bbde60 | |||
| SEC-2010-1978-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC | Notice | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2010-12-22T14:07:12Z | 2010-32089 | 0 | 0 | 0900006480bbde1b | |||
| SEC-2010-1983-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc. | Notice | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-01-13T04:59:59Z | 2010-12-22T14:08:03Z | 2010-32086 | 0 | 0 | 0900006480bbde99 | ||
| SEC-2010-1973-0001 | SEC | Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," etc. | Proposed Rule | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-02-23T04:59:59Z | 2011-06-11T17:59:52Z | 2010-31130 | 0 | 0 | 0900006480bbcc9a | ||
| SEC-2010-1975-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc. | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:45:49Z | 2010-31930 | 0 | 0 | 0900006480bbccc8 | ||
| SEC-2010-1966-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:44:44Z | 2010-31931 | 0 | 0 | 0900006480bbcc41 | ||
| SEC-2010-1965-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:44:29Z | 2010-31928 | 0 | 0 | 0900006480bbcc25 | ||
| SEC-2010-1976-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:45:54Z | 2010-31926 | 0 | 0 | 0900006480bbcccb | ||
| SEC-2010-1967-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:44:48Z | 2010-31932 | 0 | 0 | 0900006480bbcc43 | ||
| SEC-2010-1972-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:45:29Z | 2010-31949 | 0 | 0 | 0900006480bbcc99 | ||
| SEC-2010-1968-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:44:59Z | 2010-31994 | 0 | 0 | 0900006480bbcc5f | ||
| SEC-2010-1971-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:45:21Z | 2010-31950 | 0 | 0 | 0900006480bbcc76 | ||
| SEC-2010-1969-0001 | SEC | Suspension of Trading Orders: Supatcha Resources Inc. | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2010-12-21T13:45:05Z | 2010-32096 | 0 | 0 | 0900006480bbcc62 | |||
| SEC-2010-1964-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:44:25Z | 2010-31951 | 0 | 0 | 0900006480bbcc22 | ||
| SEC-2010-1974-0001 | SEC | End-User Exception to Mandatory Clearing of Security-Based Swaps | Proposed Rule | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-02-05T04:59:59Z | 2011-06-11T17:59:52Z | 2010-31973 | 0 | 0 | 0900006480bbccad | ||
| SEC-2010-1970-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-01-12T04:59:59Z | 2010-12-21T13:45:19Z | 2010-31925 | 0 | 0 | 0900006480bbcc75 | ||
| SEC-2010-1958-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-20T04:59:59Z | 2010-12-20T13:58:36Z | 2010-31820 | 0 | 0 | 0900006480bba864 | ||
| SEC-2010-1956-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-11T04:59:59Z | 2010-12-20T13:57:54Z | 2010-31826 | 0 | 0 | 0900006480bba830 | ||
| SEC-2010-1954-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-11T04:59:59Z | 2010-12-20T13:57:33Z | 2010-31827 | 0 | 0 | 0900006480bba829 | ||
| SEC-2010-1962-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-11T04:59:59Z | 2010-12-20T13:59:44Z | 2010-31816 | 0 | 0 | 0900006480bba8fd | ||
| SEC-2010-1961-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-11T04:59:59Z | 2010-12-20T13:59:39Z | 2010-31825 | 0 | 0 | 0900006480bba8fb | ||
| SEC-2010-1955-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-20T04:59:59Z | 2010-12-20T13:57:47Z | 2010-31821 | 0 | 0 | 0900006480bba82c | ||
| SEC-2010-1959-0001 | SEC | Security-Based Swap Data Repository Registration, Duties, and Core Principles | Proposed Rule | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-06-11T17:59:52Z | C1-2010-29719 | 0 | 0 | 0900006480bba881 | |||
| SEC-2010-1963-0001 | SEC | Semiannual Regulatory Agenda - Fall 2010 | Other | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2010-12-20T17:30:42Z | 0 | 0 | 0900006480bbaa8f | ||||
| SEC-2010-1960-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-20T04:59:59Z | 2010-12-20T13:59:17Z | 2010-31819 | 0 | 0 | 0900006480bba8c3 | ||
| SEC-2010-1957-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2010-12-20T05:00:00Z | 2010 | 12 | 2010-12-20T05:00:00Z | 2011-01-11T04:59:59Z | 2010-12-20T13:58:15Z | 2010-31817 | 0 | 0 | 0900006480bba84a | ||
| SEC-2010-1950-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2010-12-17T05:00:00Z | 2010 | 12 | 2010-12-17T05:00:00Z | 2011-01-08T04:59:59Z | 2010-12-17T13:50:13Z | 2010-31683 | 0 | 0 | 0900006480bb91c0 | ||
| SEC-2010-1951-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2010-12-17T05:00:00Z | 2010 | 12 | 2010-12-17T05:00:00Z | 2011-01-08T04:59:59Z | 2010-12-17T13:50:27Z | 2010-31682 | 0 | 0 | 0900006480bb91e7 | ||
| SEC-2010-1953-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board | Notice | 2010-12-17T05:00:00Z | 2010 | 12 | 2010-12-17T05:00:00Z | 2011-01-08T04:59:59Z | 2010-12-17T13:50:44Z | 2010-31685 | 0 | 0 | 0900006480bb91fe | ||
| SEC-2010-1952-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2010-12-17T05:00:00Z | 2010 | 12 | 2010-12-17T05:00:00Z | 2011-01-08T04:59:59Z | 2010-12-17T13:50:31Z | 2010-31684 | 0 | 0 | 0900006480bb91e9 | ||
| SEC-2010-1944-0001 | SEC | Self-Regulatory Organizations; ProposedRule Changes: NASDAQ OMX BX | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:28:29Z | 2010-31563 | 0 | 0 | 0900006480bb82ae | ||
| SEC-2010-1937-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:27:02Z | 2010-31633 | 0 | 0 | 0900006480bb8222 | ||
| SEC-2010-1948-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:29:05Z | 2010-31626 | 0 | 0 | 0900006480bb82fd | ||
| SEC-2010-1942-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:28:20Z | 2010-31628 | 0 | 0 | 0900006480bb82a9 | ||
| SEC-2010-1943-0001 | SEC | Suspension of Trading Orders: Alternate Energy Holdings, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2010-12-16T14:28:26Z | 2010-31698 | 0 | 0 | 0900006480bb82ac | |||
| SEC-2010-1938-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:27:23Z | 2010-31625 | 0 | 0 | 0900006480bb823f | ||
| SEC-2010-1945-0001 | SEC | Public Company Accounting Oversight Board: Approval of Supplemental Budget Request to Establish Office of Outreach and Small Business Liaison | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2010-12-16T14:28:38Z | 2010-31537 | 0 | 0 | 0900006480bb82d4 | |||
| SEC-2010-1939-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:27:41Z | 2010-31627 | 0 | 0 | 0900006480bb826a | ||
| SEC-2010-1940-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:27:43Z | 2010-31634 | 0 | 0 | 0900006480bb826b | ||
| SEC-2010-1936-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:26:12Z | 2010-31560 | 0 | 0 | 0900006480bb81b6 | ||
| SEC-2010-1941-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:27:45Z | 2010-31559 | 0 | 0 | 0900006480bb826c | ||
| SEC-2010-1947-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:28:44Z | 2010-31562 | 0 | 0 | 0900006480bb82eb | ||
| SEC-2010-1949-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc. | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:29:11Z | 2010-31561 | 0 | 0 | 0900006480bb8317 | ||
| SEC-2010-1946-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2010-12-16T05:00:00Z | 2010 | 12 | 2010-12-16T05:00:00Z | 2011-01-07T04:59:59Z | 2010-12-16T14:28:41Z | 2010-31630 | 0 | 0 | 0900006480bb82d6 | ||
| SEC-2010-1915-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc. | Notice | 2010-12-15T05:00:00Z | 2010 | 12 | 2010-12-15T05:00:00Z | 2011-01-06T04:59:59Z | 2010-12-15T13:58:43Z | 2010-31432 | 0 | 0 | 0900006480bb7046 | ||
| SEC-2010-1916-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2010-12-15T05:00:00Z | 2010 | 12 | 2010-12-15T05:00:00Z | 2011-01-06T04:59:59Z | 2010-12-15T14:01:28Z | 2010-31439 | 0 | 0 | 0900006480bb704a | ||
| SEC-2010-1923-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc. | Notice | 2010-12-15T05:00:00Z | 2010 | 12 | 2010-12-15T05:00:00Z | 2011-01-06T04:59:59Z | 2010-12-15T14:02:33Z | 2010-31491 | 0 | 0 | 0900006480bb7087 | ||
| SEC-2010-1898-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc. | Notice | 2010-12-15T05:00:00Z | 2010 | 12 | 2010-12-15T05:00:00Z | 2011-01-06T04:59:59Z | 2010-12-15T13:55:39Z | 2010-31446 | 0 | 0 | 0900006480bb6f7b | ||
| SEC-2010-1908-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc. | Notice | 2010-12-15T05:00:00Z | 2010 | 12 | 2010-12-15T05:00:00Z | 2011-01-06T04:59:59Z | 2010-12-15T13:57:10Z | 2010-31435 | 0 | 0 | 0900006480bb6fd2 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;