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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

1,822 rows where agency_id = "SEC" and posted_year = 2009 sorted by posted_date descending

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document_type 4

  • Notice 1,760
  • Rule 35
  • Proposed Rule 25
  • Other 2

posted_year 1

  • 2009 · 1,822 ✖

agency_id 1

  • SEC · 1,822 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2009-1834-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:55:44Z E9-30926 0 0 0900006480a74080
SEC-2009-1843-0001 SEC   Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11 Governing Round Lots, Odd Lots and Mixed Lots. Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:57:52Z E9-30911 0 0 0900006480a74150
SEC-2009-1842-0001 SEC   Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Commentary .10 to Rule 915 and Commentary .11 to Rule 916 Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:57:41Z E9-30916 0 0 0900006480a7413d
SEC-2009-1847-0001 SEC   Sunshine Act Meeting Notice Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z   2009-12-30T15:58:26Z E9-31076 0 0 0900006480a741ba
SEC-2009-1845-0001 SEC   Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-2110-7 To Reflect Changes to Corresponding FINRA Rule Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:58:18Z E9-30914 0 0 0900006480a7419f
SEC-2009-1837-0001 SEC   Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:56:58Z E9-30925 0 0 0900006480a740cc
SEC-2009-1846-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules Relating to Conduct of Business on the Exchange Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z   2009-12-30T15:58:25Z E9-30912 0 0 0900006480a741a5
SEC-2009-1841-0001 SEC   Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Proposing To Amend Section 703.22 of the Listed Company Manual Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:57:25Z E9-30948 0 0 0900006480a7410f
SEC-2009-1848-0001 SEC   Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on the ETFS Gold Trust and the ETFS Silver Trust Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:58:33Z E9-30917 0 0 0900006480a741bf
SEC-2009-1835-0001 SEC   Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.3 Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:56:53Z E9-30915 0 0 0900006480a740b4
SEC-2009-1836-0001 SEC   Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 123C To Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15 Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z   2009-12-30T15:56:57Z E9-30927 0 0 0900006480a740cb
SEC-2009-1844-0001 SEC   Temporary Rule Regarding Principal Trades With Certain Advisory Clients Rule   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z   2011-06-11T17:59:37Z E9-30877 0 0 0900006480a74153
SEC-2009-1838-0001 SEC   Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:57:12Z E9-30928 0 0 0900006480a740ef
SEC-2009-1839-0001 SEC   Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of Grail McDonnell Fixed Income ETFs Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-15T04:59:59Z 2009-12-30T15:57:15Z E9-30919 0 0 0900006480a74106
SEC-2009-1840-0001 SEC   Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes December 22, 2009. Notice   2009-12-30T05:00:00Z 2009 12 2009-12-30T05:00:00Z 2010-01-21T04:59:59Z 2009-12-30T15:57:18Z E9-30913 0 0 0900006480a74109
SEC-2009-1832-0001 SEC   Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness ofProposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:42:49Z E9-30782 0 0 0900006480a732ac
SEC-2009-1822-0001 SEC   Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order GrantingAccelerated Approval of a Proposed Rule Change Regarding National Securities Clearing Corporation's Board of Directors Election Processand Delegation Authority Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:40:36Z E9-30786 0 0 0900006480a73169
SEC-2009-1826-0001 SEC   In the Matter of: GH3 International, Inc.; Order of Suspension of Trading Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z   2009-12-29T13:41:28Z E9-30943 0 0 0900006480a731df
SEC-2009-1827-0001 SEC   Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of theProposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z   2009-12-29T13:42:03Z E9-30781 0 0 0900006480a73219
SEC-2009-1828-0001 SEC   Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for CalendarYear 2010 Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z   2009-12-29T13:42:07Z E9-30726 0 0 0900006480a7321c
SEC-2009-1821-0001 SEC   Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting AcceleratedApproval of a Proposed Rule Change Regarding the Depository Trust Company's Board of Directors Election Process Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:40:34Z E9-30783 0 0 0900006480a7315c
SEC-2009-1830-0001 SEC   Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting AcceleratedApproval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and DelegationAuthority Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:42:34Z E9-30785 0 0 0900006480a7327c
SEC-2009-1823-0001 SEC   Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listingand Trading Shares of the ETFS Platinum Trust Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z   2009-12-29T13:40:39Z E9-30789 0 0 0900006480a7316c
SEC-2009-1825-0001 SEC   Consolidated Tape Association; Order Approving the Thirteenth Charges Amendment to the Second Restatement of theConsolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z   2009-12-29T13:41:14Z E9-30790 0 0 0900006480a731ca
SEC-2009-1829-0001 SEC   Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating To Listingand Trading Shares of the ETFS Palladium Trust Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z   2009-12-29T13:42:14Z E9-30787 0 0 0900006480a73245
SEC-2009-1820-0001 SEC   Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change byInternational Securities Exchange, LLC Relating to Conforming ISE Rule 622 With Comparable NASD Rule 11870 Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:40:23Z E9-30791 0 0 0900006480a73155
SEC-2009-1824-0001 SEC   Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule ChangeAmending Its Fee Schedule Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:40:51Z E9-30788 0 0 0900006480a73197
SEC-2009-1831-0001 SEC   Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed RuleChange Amending Rule 7.31 To Establish the "Market To Limit" Order Type Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:42:40Z E9-30780 0 0 0900006480a7328f
SEC-2009-1833-0001 SEC   Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed RuleChange To Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consolidated FINRA Rulebook Notice   2009-12-29T05:00:00Z 2009 12 2009-12-29T05:00:00Z 2010-01-20T04:59:59Z 2009-12-29T13:42:51Z E9-30784 0 0 0900006480a732ae
SEC-2009-1817-0001 SEC   Revisions To Rule 163 Proposed Rule   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-28T04:59:59Z 2011-06-11T17:59:36Z E9-30589 0 0 0900006480a720d0
SEC-2009-1819-0001 SEC   Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Certain Provisions of the Options Listing Procedures Plan Into the Exchange's Rules Notice   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-20T04:59:59Z 2009-12-28T13:36:37Z E9-30598 0 0 0900006480a720d7
SEC-2009-1812-0001 SEC   Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed FINRA Rule 6490 (Processing of Company-Related Actions), To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services Notice   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-20T04:59:59Z 2009-12-28T13:34:35Z E9-30597 0 0 0900006480a7200d
SEC-2009-1814-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Certain Provisions of the Options Listing Procedures Plan Into Phlx's Rules Notice   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-20T04:59:59Z 2009-12-28T13:35:08Z E9-30600 0 0 0900006480a72051
SEC-2009-1816-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule Notice   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-20T04:59:59Z 2009-12-28T13:35:31Z E9-30599 0 0 0900006480a72083
SEC-2009-1813-0001 SEC   Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency Notice   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z   2009-12-28T13:34:47Z E9-30596 0 0 0900006480a72028
SEC-2009-1815-0001 SEC   Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System and Retiring the Liquidity Provider Credit Pilot Program Notice   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-20T04:59:59Z 2009-12-28T13:35:17Z E9-30616 0 0 0900006480a7206c
SEC-2009-1818-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA Notice   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-20T04:59:59Z 2009-12-28T13:36:35Z E9-30595 0 0 0900006480a720d5
SEC-2009-1807-0001 SEC   Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Establish a Pilot Program To Modify FLEX Exercise Settlement Values and Minimum Value Sizes Notice   2009-12-24T05:00:00Z 2009 12 2009-12-24T05:00:00Z 2010-01-15T04:59:59Z 2009-12-24T13:46:04Z E9-30545 0 0 0900006480a7153b
SEC-2009-1809-0001 SEC   Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321 Notice   2009-12-24T05:00:00Z 2009 12 2009-12-24T05:00:00Z 2010-01-15T04:59:59Z 2009-12-24T13:46:31Z E9-30542 0 0 0900006480a71541
SEC-2009-1806-0001 SEC   Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Treasury Futures Traded by ELX Futures LP Notice   2009-12-24T05:00:00Z 2009 12 2009-12-24T05:00:00Z 2010-01-15T04:59:59Z 2009-12-24T13:45:41Z E9-30541 0 0 0900006480a71511
SEC-2009-1805-0001 SEC   Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rules 312- and 321-NYSE Amex Notice   2009-12-24T05:00:00Z 2009 12 2009-12-24T05:00:00Z 2010-01-15T04:59:59Z 2009-12-24T13:45:09Z E9-30544 0 0 0900006480a710f4
SEC-2009-1810-0001 SEC   Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency Notice   2009-12-24T05:00:00Z 2009 12 2009-12-24T05:00:00Z   2009-12-24T13:46:32Z E9-30543 0 0 0900006480a71542
SEC-2009-1811-0001 SEC   Sunshine Act Meeting Notice Notice   2009-12-24T05:00:00Z 2009 12 2009-12-24T05:00:00Z   2009-12-24T13:46:37Z E9-30601 0 0 0900006480a71564
SEC-2009-1808-0001 SEC   Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 Notice   2009-12-24T05:00:00Z 2009 12 2009-12-24T05:00:00Z   2009-12-24T13:46:07Z E9-30546 0 0 0900006480a7153d
SEC-2009-1798-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc. Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z 2010-01-14T04:59:59Z 2009-12-23T16:31:51Z E9-30425 0 0 0900006480a70677
SEC-2009-1804-0001 SEC   Order Granting Application for Extension of a Temporary Conditional Exemption: International Securities Exchange, LLC Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z   2009-12-23T16:32:31Z E9-30426 0 0 0900006480a7070b
SEC-2009-1797-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: One Chicago, LLC Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z 2010-01-14T04:59:59Z 2009-12-23T16:31:50Z E9-30422 0 0 0900006480a70676
SEC-2009-1803-0001 SEC   Proxy Disclosure Enhancements Rule   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z   2011-06-11T17:59:36Z E9-30327 0 0 0900006480a706e7
SEC-2009-1796-0001 SEC   Applications: Cash Account Trust, et. al. Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z   2009-12-23T16:31:49Z E9-30429 0 0 0900006480a70675
SEC-2009-1799-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z 2010-02-22T04:59:59Z 2009-12-23T16:31:52Z E9-30431 0 0 0900006480a70678
SEC-2009-1801-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z 2010-01-23T04:59:59Z 2009-12-23T16:32:04Z E9-30430 0 0 0900006480a706ac
SEC-2009-1800-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z 2010-01-23T04:59:59Z 2009-12-23T16:31:57Z E9-30432 0 0 0900006480a706a6
SEC-2009-1802-0001 SEC   Application and Temporary Order: Investools Inc., et al. Notice   2009-12-23T05:00:00Z 2009 12 2009-12-23T05:00:00Z   2009-12-23T16:32:19Z E9-30428 0 0 0900006480a706e3
SEC-2009-1793-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. Notice   2009-12-22T05:00:00Z 2009 12 2009-12-22T05:00:00Z 2010-01-13T04:59:59Z 2009-12-22T14:41:51Z E9-30337 0 0 0900006480a6f6ed
SEC-2009-1792-0001 SEC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2009-12-22T05:00:00Z 2009 12 2009-12-22T05:00:00Z 2010-01-22T04:59:59Z 2009-12-22T14:41:02Z E9-30338 0 0 0900006480a6f6b9
SEC-2009-1794-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2009-12-22T05:00:00Z 2009 12 2009-12-22T05:00:00Z 2010-01-13T04:59:59Z 2009-12-22T14:41:54Z E9-30335 0 0 0900006480a6f704
SEC-2009-1795-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2009-12-22T05:00:00Z 2009 12 2009-12-22T05:00:00Z 2010-01-13T04:59:59Z 2009-12-22T14:42:21Z E9-30336 0 0 0900006480a6f73b
SEC-2009-1783-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z 2010-01-12T04:59:59Z 2009-12-21T14:27:01Z E9-30241 0 0 0900006480a6eed6
SEC-2009-1791-0001 SEC   Meetings; Sunshine Act Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z   2009-12-21T14:28:22Z E9-30427 0 0 0900006480a6efd4
SEC-2009-1788-0001 SEC   Extension of Filing Accomodation for Static Pool Information in Filings with respect to Asset-backed Securities Rule   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z 2010-01-01T04:59:59Z 2011-06-11T17:59:36Z E9-30185 0 0 0900006480a6efbf
SEC-2009-1784-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z 2010-01-12T04:59:59Z 2009-12-21T14:27:10Z E9-30240 0 0 0900006480a6ef31
SEC-2009-1785-0001 SEC   Order of Suspension of Trading: American Sports Development Group, Inc., et al. Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z   2009-12-21T14:27:36Z E9-30359 0 0 0900006480a6ef66
SEC-2009-1787-0001 SEC   Order of Suspension of Trading: Placer Gold Corp. f\k\a Arctic Oil and Gas Corp. Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z   2009-12-21T14:27:43Z E9-30354 0 0 0900006480a6ef83
SEC-2009-1786-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z 2010-01-12T04:59:59Z 2009-12-21T14:27:39Z E9-30242 0 0 0900006480a6ef7d
SEC-2009-1790-0001 SEC   Order of Suspension of Trading: Somatic Systems, Inc. Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z   2009-12-21T14:28:20Z E9-30351 0 0 0900006480a6efd2
SEC-2009-1789-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2009-12-21T05:00:00Z 2009 12 2009-12-21T05:00:00Z   2009-12-21T14:28:14Z E9-30243 0 0 0900006480a6efcd
SEC-2009-1775-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:37:54Z E9-30062 0 0 0900006480a6de17
SEC-2009-1779-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:38:17Z E9-30064 0 0 0900006480a6de73
SEC-2009-1773-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:37:41Z E9-30084 0 0 0900006480a6de02
SEC-2009-1774-0001 SEC   Facilitating Shareholder Director Nominations Proposed Rule   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-20T04:59:59Z 2011-06-11T17:59:35Z E9-30076 0 0 0900006480a6de04
SEC-2009-1771-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:37:19Z E9-30063 0 0 0900006480a6ddc3
SEC-2009-1769-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:36:50Z E9-30083 0 0 0900006480a6dd9c
SEC-2009-1780-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:38:19Z E9-30086 0 0 0900006480a6de75
SEC-2009-1782-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:38:24Z E9-30080 0 0 0900006480a6de83
SEC-2009-1781-0001 SEC   Order Extending and Modifying Temporary Exemptions Related to Central Clearing of Credit Default Swaps: Chicago Mercantile Exchange Inc. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z   2009-12-18T14:38:23Z E9-30087 0 0 0900006480a6de82
SEC-2009-1770-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z   2009-12-18T14:37:17Z E9-30077 0 0 0900006480a6ddc1
SEC-2009-1778-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex, Inc. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:38:05Z E9-30079 0 0 0900006480a6de4e
SEC-2009-1772-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z   2009-12-18T14:37:22Z E9-30081 0 0 0900006480a6ddc6
SEC-2009-1777-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:38:01Z E9-30085 0 0 0900006480a6de40
SEC-2009-1776-0001 SEC   Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. Notice   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-09T04:59:59Z 2009-12-18T14:37:55Z E9-30078 0 0 0900006480a6de18
SEC-2009-1768-0001 SEC   Submission for OMB Review; Comment Request Notice   2009-12-17T05:00:00Z 2009 12 2009-12-17T05:00:00Z 2010-01-17T04:59:59Z 2009-12-17T14:33:42Z E9-29968 0 0 0900006480a6ca3c
SEC-2009-1767-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Collection of Exchange Fees Notice   2009-12-17T05:00:00Z 2009 12 2009-12-17T05:00:00Z 2010-01-08T04:59:59Z 2009-12-17T14:31:56Z E9-29969 0 0 0900006480a6c714
SEC-2009-1763-0001 SEC   Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval Notice   2009-12-16T05:00:00Z 2009 12 2009-12-16T05:00:00Z 2010-01-07T04:59:59Z 2009-12-16T15:34:48Z E9-29826 0 0 0900006480a6baf6
SEC-2009-1765-0001 SEC   In the Matter of the Application of C2 Options Exchange, Incorporated for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission Notice   2009-12-16T05:00:00Z 2009 12 2009-12-16T05:00:00Z   2009-12-16T15:36:06Z E9-29877 0 0 0900006480a6bbb8
SEC-2009-1766-0001 SEC   Approval of Investment Adviser Registration Depository Filing Fees Notice   2009-12-16T05:00:00Z 2009 12 2009-12-16T05:00:00Z 2010-02-02T04:59:59Z 2009-12-16T15:36:09Z E9-29840 0 0 0900006480a6bbbb
SEC-2009-1764-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee Notice   2009-12-16T05:00:00Z 2009 12 2009-12-16T05:00:00Z 2010-01-07T04:59:59Z 2009-12-16T15:35:55Z E9-29830 0 0 0900006480a6bba3
SEC-2009-1757-0001 SEC   Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:01:11Z E9-29628 0 0 0900006480a6a144
SEC-2009-1759-0001 SEC   Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions of NYSE Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:01:52Z E9-29630 0 0 0900006480a6a1b5
SEC-2009-1754-0001 SEC   Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600 Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:00:43Z E9-29631 0 0 0900006480a6a122
SEC-2009-1756-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330 Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:00:47Z E9-29649 0 0 0900006480a6a126
SEC-2009-1762-0001 SEC   Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:02:22Z E9-29647 0 0 0900006480a6a212
SEC-2009-1761-0001 SEC   Sunshine Act Meeting Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z   2009-12-14T15:02:19Z E9-29796 0 0 0900006480a6a1fb
SEC-2009-1752-0001 SEC   Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XI (Communications With Public Customers) Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:00:29Z E9-29629 0 0 0900006480a6a0f2
SEC-2009-1753-0001 SEC   Sunshine Act Meeting Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z   2009-12-14T15:00:37Z E9-29718 0 0 0900006480a6a107
SEC-2009-1758-0001 SEC   Proposed Collection; Comment Request Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-02-13T04:59:59Z 2009-12-14T15:01:41Z E9-29633 0 0 0900006480a6a196
SEC-2009-1755-0001 SEC   Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330 Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:00:46Z E9-29648 0 0 0900006480a6a125
SEC-2009-1760-0001 SEC   Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Early Closing Days From Certain ADV Calculations Notice   2009-12-14T05:00:00Z 2009 12 2009-12-14T05:00:00Z 2010-01-05T04:59:59Z 2009-12-14T15:01:57Z E9-29632 0 0 0900006480a6a1cc
SEC-2009-1749-0001 SEC   Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4570 Notice   2009-12-11T05:00:00Z 2009 12 2009-12-11T05:00:00Z 2010-01-05T04:59:59Z 2009-12-11T15:54:30Z E9-29524 0 0 0900006480a69306
SEC-2009-1751-0001 SEC   Madison Asset Management, LLC, et al.; Notice of Application Notice   2009-12-11T05:00:00Z 2009 12 2009-12-11T05:00:00Z   2009-12-11T15:54:42Z E9-29523 0 0 0900006480a69321
SEC-2009-1750-0001 SEC   Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330 Notice   2009-12-11T05:00:00Z 2009 12 2009-12-11T05:00:00Z 2010-01-05T04:59:59Z 2009-12-11T15:54:36Z E9-29526 0 0 0900006480a69318

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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