{"database": "openregs", "table": "documents", "is_view": false, "human_description_en": "where agency_id = \"SEC\" and posted_year = 2009 sorted by posted_date descending", "rows": [["SEC-2009-1834-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:55:44Z", "E9-30926", 0, 0, "0900006480a74080"], ["SEC-2009-1843-0001", "SEC", null, "Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11 Governing Round Lots, Odd Lots and Mixed Lots.", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:57:52Z", "E9-30911", 0, 0, "0900006480a74150"], ["SEC-2009-1842-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Commentary .10 to Rule 915 and Commentary .11 to Rule 916", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:57:41Z", "E9-30916", 0, 0, "0900006480a7413d"], ["SEC-2009-1847-0001", "SEC", null, "Sunshine Act Meeting Notice", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", null, "2009-12-30T15:58:26Z", "E9-31076", 0, 0, "0900006480a741ba"], ["SEC-2009-1845-0001", "SEC", null, "Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-2110-7 To Reflect Changes to Corresponding FINRA Rule", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:58:18Z", "E9-30914", 0, 0, "0900006480a7419f"], ["SEC-2009-1837-0001", "SEC", null, "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:56:58Z", "E9-30925", 0, 0, "0900006480a740cc"], ["SEC-2009-1846-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules Relating to Conduct of Business on the Exchange", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", null, "2009-12-30T15:58:25Z", "E9-30912", 0, 0, "0900006480a741a5"], ["SEC-2009-1841-0001", "SEC", null, "Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Proposing To Amend Section 703.22 of the Listed Company Manual", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:57:25Z", "E9-30948", 0, 0, "0900006480a7410f"], ["SEC-2009-1848-0001", "SEC", null, "Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on the ETFS Gold Trust and the ETFS Silver Trust", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:58:33Z", "E9-30917", 0, 0, "0900006480a741bf"], ["SEC-2009-1835-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.3", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:56:53Z", "E9-30915", 0, 0, "0900006480a740b4"], ["SEC-2009-1836-0001", "SEC", null, "Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 123C To Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", null, "2009-12-30T15:56:57Z", "E9-30927", 0, 0, "0900006480a740cb"], ["SEC-2009-1844-0001", "SEC", null, "Temporary Rule Regarding Principal Trades With Certain Advisory Clients", "Rule", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", null, "2011-06-11T17:59:37Z", "E9-30877", 0, 0, "0900006480a74153"], ["SEC-2009-1838-0001", "SEC", null, "Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:57:12Z", "E9-30928", 0, 0, "0900006480a740ef"], ["SEC-2009-1839-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of Grail McDonnell Fixed Income ETFs", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-15T04:59:59Z", "2009-12-30T15:57:15Z", "E9-30919", 0, 0, "0900006480a74106"], ["SEC-2009-1840-0001", "SEC", null, "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes December 22, 2009.", "Notice", null, "2009-12-30T05:00:00Z", 2009, 12, "2009-12-30T05:00:00Z", "2010-01-21T04:59:59Z", "2009-12-30T15:57:18Z", "E9-30913", 0, 0, "0900006480a74109"], ["SEC-2009-1832-0001", "SEC", null, "Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness ofProposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:42:49Z", "E9-30782", 0, 0, "0900006480a732ac"], ["SEC-2009-1822-0001", "SEC", null, "Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order GrantingAccelerated Approval of a Proposed Rule Change Regarding National Securities Clearing Corporation's Board of Directors Election Processand Delegation Authority", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:40:36Z", "E9-30786", 0, 0, "0900006480a73169"], ["SEC-2009-1826-0001", "SEC", null, "In the Matter of: GH3 International, Inc.; Order of Suspension of Trading", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", null, "2009-12-29T13:41:28Z", "E9-30943", 0, 0, "0900006480a731df"], ["SEC-2009-1827-0001", "SEC", null, "Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of theProposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", null, "2009-12-29T13:42:03Z", "E9-30781", 0, 0, "0900006480a73219"], ["SEC-2009-1828-0001", "SEC", null, "Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for CalendarYear 2010", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", null, "2009-12-29T13:42:07Z", "E9-30726", 0, 0, "0900006480a7321c"], ["SEC-2009-1821-0001", "SEC", null, "Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting AcceleratedApproval of a Proposed Rule Change Regarding the Depository Trust Company's Board of Directors Election Process", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:40:34Z", "E9-30783", 0, 0, "0900006480a7315c"], ["SEC-2009-1830-0001", "SEC", null, "Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting AcceleratedApproval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and DelegationAuthority", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:42:34Z", "E9-30785", 0, 0, "0900006480a7327c"], ["SEC-2009-1823-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listingand Trading Shares of the ETFS Platinum Trust", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", null, "2009-12-29T13:40:39Z", "E9-30789", 0, 0, "0900006480a7316c"], ["SEC-2009-1825-0001", "SEC", null, "Consolidated Tape Association; Order Approving the Thirteenth Charges Amendment to the Second Restatement of theConsolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", null, "2009-12-29T13:41:14Z", "E9-30790", 0, 0, "0900006480a731ca"], ["SEC-2009-1829-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating To Listingand Trading Shares of the ETFS Palladium Trust", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", null, "2009-12-29T13:42:14Z", "E9-30787", 0, 0, "0900006480a73245"], ["SEC-2009-1820-0001", "SEC", null, "Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change byInternational Securities Exchange, LLC Relating to Conforming ISE Rule 622 With Comparable NASD Rule 11870", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:40:23Z", "E9-30791", 0, 0, "0900006480a73155"], ["SEC-2009-1824-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule ChangeAmending Its Fee Schedule", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:40:51Z", "E9-30788", 0, 0, "0900006480a73197"], ["SEC-2009-1831-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed RuleChange Amending Rule 7.31 To Establish the \"Market To Limit\" Order Type", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:42:40Z", "E9-30780", 0, 0, "0900006480a7328f"], ["SEC-2009-1833-0001", "SEC", null, "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed RuleChange To Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consolidated FINRA Rulebook", "Notice", null, "2009-12-29T05:00:00Z", 2009, 12, "2009-12-29T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-29T13:42:51Z", "E9-30784", 0, 0, "0900006480a732ae"], ["SEC-2009-1817-0001", "SEC", null, "Revisions To Rule 163", "Proposed Rule", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", "2010-01-28T04:59:59Z", "2011-06-11T17:59:36Z", "E9-30589", 0, 0, "0900006480a720d0"], ["SEC-2009-1819-0001", "SEC", null, "Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Certain Provisions of the Options Listing Procedures Plan Into the Exchange's Rules", "Notice", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-28T13:36:37Z", "E9-30598", 0, 0, "0900006480a720d7"], ["SEC-2009-1812-0001", "SEC", null, "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed FINRA Rule 6490 (Processing of Company-Related Actions), To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services", "Notice", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-28T13:34:35Z", "E9-30597", 0, 0, "0900006480a7200d"], ["SEC-2009-1814-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Certain Provisions of the Options Listing Procedures Plan Into Phlx's Rules", "Notice", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-28T13:35:08Z", "E9-30600", 0, 0, "0900006480a72051"], ["SEC-2009-1816-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule", "Notice", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-28T13:35:31Z", "E9-30599", 0, 0, "0900006480a72083"], ["SEC-2009-1813-0001", "SEC", null, "Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency", "Notice", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", null, "2009-12-28T13:34:47Z", "E9-30596", 0, 0, "0900006480a72028"], ["SEC-2009-1815-0001", "SEC", null, "Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System and Retiring the Liquidity Provider Credit Pilot Program", "Notice", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-28T13:35:17Z", "E9-30616", 0, 0, "0900006480a7206c"], ["SEC-2009-1818-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA", "Notice", null, "2009-12-28T05:00:00Z", 2009, 12, "2009-12-28T05:00:00Z", "2010-01-20T04:59:59Z", "2009-12-28T13:36:35Z", "E9-30595", 0, 0, "0900006480a720d5"], ["SEC-2009-1807-0001", "SEC", null, "Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Establish a Pilot Program To Modify FLEX Exercise Settlement Values and Minimum Value Sizes", "Notice", null, "2009-12-24T05:00:00Z", 2009, 12, "2009-12-24T05:00:00Z", "2010-01-15T04:59:59Z", "2009-12-24T13:46:04Z", "E9-30545", 0, 0, "0900006480a7153b"], ["SEC-2009-1809-0001", "SEC", null, "Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321", "Notice", null, "2009-12-24T05:00:00Z", 2009, 12, "2009-12-24T05:00:00Z", "2010-01-15T04:59:59Z", "2009-12-24T13:46:31Z", "E9-30542", 0, 0, "0900006480a71541"], ["SEC-2009-1806-0001", "SEC", null, "Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Treasury Futures Traded by ELX Futures LP", "Notice", null, "2009-12-24T05:00:00Z", 2009, 12, "2009-12-24T05:00:00Z", "2010-01-15T04:59:59Z", "2009-12-24T13:45:41Z", "E9-30541", 0, 0, "0900006480a71511"], ["SEC-2009-1805-0001", "SEC", null, "Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rules 312- and 321-NYSE Amex", "Notice", null, "2009-12-24T05:00:00Z", 2009, 12, "2009-12-24T05:00:00Z", "2010-01-15T04:59:59Z", "2009-12-24T13:45:09Z", "E9-30544", 0, 0, "0900006480a710f4"], ["SEC-2009-1810-0001", "SEC", null, "Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency", "Notice", null, "2009-12-24T05:00:00Z", 2009, 12, "2009-12-24T05:00:00Z", null, "2009-12-24T13:46:32Z", "E9-30543", 0, 0, "0900006480a71542"], ["SEC-2009-1811-0001", "SEC", null, "Sunshine Act Meeting Notice", "Notice", null, "2009-12-24T05:00:00Z", 2009, 12, "2009-12-24T05:00:00Z", null, "2009-12-24T13:46:37Z", "E9-30601", 0, 0, "0900006480a71564"], ["SEC-2009-1808-0001", "SEC", null, "Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940", "Notice", null, "2009-12-24T05:00:00Z", 2009, 12, "2009-12-24T05:00:00Z", null, "2009-12-24T13:46:07Z", "E9-30546", 0, 0, "0900006480a7153d"], ["SEC-2009-1798-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc.", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", "2010-01-14T04:59:59Z", "2009-12-23T16:31:51Z", "E9-30425", 0, 0, "0900006480a70677"], ["SEC-2009-1804-0001", "SEC", null, "Order Granting Application for Extension of a Temporary Conditional Exemption: International Securities Exchange, LLC", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", null, "2009-12-23T16:32:31Z", "E9-30426", 0, 0, "0900006480a7070b"], ["SEC-2009-1797-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: One Chicago, LLC", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", "2010-01-14T04:59:59Z", "2009-12-23T16:31:50Z", "E9-30422", 0, 0, "0900006480a70676"], ["SEC-2009-1803-0001", "SEC", null, "Proxy Disclosure Enhancements", "Rule", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", null, "2011-06-11T17:59:36Z", "E9-30327", 0, 0, "0900006480a706e7"], ["SEC-2009-1796-0001", "SEC", null, "Applications: Cash Account Trust, et. al.", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", null, "2009-12-23T16:31:49Z", "E9-30429", 0, 0, "0900006480a70675"], ["SEC-2009-1799-0001", "SEC", null, "Agency Information Collection Activities; Proposals, Submissions, and Approvals", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", "2010-02-22T04:59:59Z", "2009-12-23T16:31:52Z", "E9-30431", 0, 0, "0900006480a70678"], ["SEC-2009-1801-0001", "SEC", null, "Agency Information Collection Activities; Proposals, Submissions, and Approvals", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", "2010-01-23T04:59:59Z", "2009-12-23T16:32:04Z", "E9-30430", 0, 0, "0900006480a706ac"], ["SEC-2009-1800-0001", "SEC", null, "Agency Information Collection Activities; Proposals, Submissions, and Approvals", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", "2010-01-23T04:59:59Z", "2009-12-23T16:31:57Z", "E9-30432", 0, 0, "0900006480a706a6"], ["SEC-2009-1802-0001", "SEC", null, "Application and Temporary Order: Investools Inc., et al.", "Notice", null, "2009-12-23T05:00:00Z", 2009, 12, "2009-12-23T05:00:00Z", null, "2009-12-23T16:32:19Z", "E9-30428", 0, 0, "0900006480a706e3"], ["SEC-2009-1793-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.", "Notice", null, "2009-12-22T05:00:00Z", 2009, 12, "2009-12-22T05:00:00Z", "2010-01-13T04:59:59Z", "2009-12-22T14:41:51Z", "E9-30337", 0, 0, "0900006480a6f6ed"], ["SEC-2009-1792-0001", "SEC", null, "Agency Information Collection Activities; Proposals, Submissions, and Approvals", "Notice", null, "2009-12-22T05:00:00Z", 2009, 12, "2009-12-22T05:00:00Z", "2010-01-22T04:59:59Z", "2009-12-22T14:41:02Z", "E9-30338", 0, 0, "0900006480a6f6b9"], ["SEC-2009-1794-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.", "Notice", null, "2009-12-22T05:00:00Z", 2009, 12, "2009-12-22T05:00:00Z", "2010-01-13T04:59:59Z", "2009-12-22T14:41:54Z", "E9-30335", 0, 0, "0900006480a6f704"], ["SEC-2009-1795-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.", "Notice", null, "2009-12-22T05:00:00Z", 2009, 12, "2009-12-22T05:00:00Z", "2010-01-13T04:59:59Z", "2009-12-22T14:42:21Z", "E9-30336", 0, 0, "0900006480a6f73b"], ["SEC-2009-1783-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", "2010-01-12T04:59:59Z", "2009-12-21T14:27:01Z", "E9-30241", 0, 0, "0900006480a6eed6"], ["SEC-2009-1791-0001", "SEC", null, "Meetings; Sunshine Act", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", null, "2009-12-21T14:28:22Z", "E9-30427", 0, 0, "0900006480a6efd4"], ["SEC-2009-1788-0001", "SEC", null, "Extension of Filing Accomodation for Static Pool Information in Filings with respect to Asset-backed Securities", "Rule", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", "2010-01-01T04:59:59Z", "2011-06-11T17:59:36Z", "E9-30185", 0, 0, "0900006480a6efbf"], ["SEC-2009-1784-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", "2010-01-12T04:59:59Z", "2009-12-21T14:27:10Z", "E9-30240", 0, 0, "0900006480a6ef31"], ["SEC-2009-1785-0001", "SEC", null, "Order of Suspension of Trading: American Sports Development Group, Inc., et al.", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", null, "2009-12-21T14:27:36Z", "E9-30359", 0, 0, "0900006480a6ef66"], ["SEC-2009-1787-0001", "SEC", null, "Order of Suspension of Trading: Placer Gold Corp. f\\k\\a Arctic Oil and Gas Corp.", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", null, "2009-12-21T14:27:43Z", "E9-30354", 0, 0, "0900006480a6ef83"], ["SEC-2009-1786-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", "2010-01-12T04:59:59Z", "2009-12-21T14:27:39Z", "E9-30242", 0, 0, "0900006480a6ef7d"], ["SEC-2009-1790-0001", "SEC", null, "Order of Suspension of Trading: Somatic Systems, Inc.", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", null, "2009-12-21T14:28:20Z", "E9-30351", 0, 0, "0900006480a6efd2"], ["SEC-2009-1789-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.", "Notice", null, "2009-12-21T05:00:00Z", 2009, 12, "2009-12-21T05:00:00Z", null, "2009-12-21T14:28:14Z", "E9-30243", 0, 0, "0900006480a6efcd"], ["SEC-2009-1775-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:37:54Z", "E9-30062", 0, 0, "0900006480a6de17"], ["SEC-2009-1779-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:38:17Z", "E9-30064", 0, 0, "0900006480a6de73"], ["SEC-2009-1773-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:37:41Z", "E9-30084", 0, 0, "0900006480a6de02"], ["SEC-2009-1774-0001", "SEC", null, "Facilitating Shareholder Director Nominations", "Proposed Rule", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-20T04:59:59Z", "2011-06-11T17:59:35Z", "E9-30076", 0, 0, "0900006480a6de04"], ["SEC-2009-1771-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:37:19Z", "E9-30063", 0, 0, "0900006480a6ddc3"], ["SEC-2009-1769-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:36:50Z", "E9-30083", 0, 0, "0900006480a6dd9c"], ["SEC-2009-1780-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:38:19Z", "E9-30086", 0, 0, "0900006480a6de75"], ["SEC-2009-1782-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:38:24Z", "E9-30080", 0, 0, "0900006480a6de83"], ["SEC-2009-1781-0001", "SEC", null, "Order Extending and Modifying Temporary Exemptions Related to Central Clearing of Credit Default Swaps: Chicago Mercantile Exchange Inc.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", null, "2009-12-18T14:38:23Z", "E9-30087", 0, 0, "0900006480a6de82"], ["SEC-2009-1770-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", null, "2009-12-18T14:37:17Z", "E9-30077", 0, 0, "0900006480a6ddc1"], ["SEC-2009-1778-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex, Inc.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:38:05Z", "E9-30079", 0, 0, "0900006480a6de4e"], ["SEC-2009-1772-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", null, "2009-12-18T14:37:22Z", "E9-30081", 0, 0, "0900006480a6ddc6"], ["SEC-2009-1777-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:38:01Z", "E9-30085", 0, 0, "0900006480a6de40"], ["SEC-2009-1776-0001", "SEC", null, "Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.", "Notice", null, "2009-12-18T05:00:00Z", 2009, 12, "2009-12-18T05:00:00Z", "2010-01-09T04:59:59Z", "2009-12-18T14:37:55Z", "E9-30078", 0, 0, "0900006480a6de18"], ["SEC-2009-1768-0001", "SEC", null, "Submission for OMB Review; Comment Request", "Notice", null, "2009-12-17T05:00:00Z", 2009, 12, "2009-12-17T05:00:00Z", "2010-01-17T04:59:59Z", "2009-12-17T14:33:42Z", "E9-29968", 0, 0, "0900006480a6ca3c"], ["SEC-2009-1767-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Collection of Exchange Fees", "Notice", null, "2009-12-17T05:00:00Z", 2009, 12, "2009-12-17T05:00:00Z", "2010-01-08T04:59:59Z", "2009-12-17T14:31:56Z", "E9-29969", 0, 0, "0900006480a6c714"], ["SEC-2009-1763-0001", "SEC", null, "Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval", "Notice", null, "2009-12-16T05:00:00Z", 2009, 12, "2009-12-16T05:00:00Z", "2010-01-07T04:59:59Z", "2009-12-16T15:34:48Z", "E9-29826", 0, 0, "0900006480a6baf6"], ["SEC-2009-1765-0001", "SEC", null, "In the Matter of the Application of C2 Options Exchange, Incorporated for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission", "Notice", null, "2009-12-16T05:00:00Z", 2009, 12, "2009-12-16T05:00:00Z", null, "2009-12-16T15:36:06Z", "E9-29877", 0, 0, "0900006480a6bbb8"], ["SEC-2009-1766-0001", "SEC", null, "Approval of Investment Adviser Registration Depository Filing Fees", "Notice", null, "2009-12-16T05:00:00Z", 2009, 12, "2009-12-16T05:00:00Z", "2010-02-02T04:59:59Z", "2009-12-16T15:36:09Z", "E9-29840", 0, 0, "0900006480a6bbbb"], ["SEC-2009-1764-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee", "Notice", null, "2009-12-16T05:00:00Z", 2009, 12, "2009-12-16T05:00:00Z", "2010-01-07T04:59:59Z", "2009-12-16T15:35:55Z", "E9-29830", 0, 0, "0900006480a6bba3"], ["SEC-2009-1757-0001", "SEC", null, "Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:01:11Z", "E9-29628", 0, 0, "0900006480a6a144"], ["SEC-2009-1759-0001", "SEC", null, "Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions of NYSE", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:01:52Z", "E9-29630", 0, 0, "0900006480a6a1b5"], ["SEC-2009-1754-0001", "SEC", null, "Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:00:43Z", "E9-29631", 0, 0, "0900006480a6a122"], ["SEC-2009-1756-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:00:47Z", "E9-29649", 0, 0, "0900006480a6a126"], ["SEC-2009-1762-0001", "SEC", null, "Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:02:22Z", "E9-29647", 0, 0, "0900006480a6a212"], ["SEC-2009-1761-0001", "SEC", null, "Sunshine Act Meeting", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", null, "2009-12-14T15:02:19Z", "E9-29796", 0, 0, "0900006480a6a1fb"], ["SEC-2009-1752-0001", "SEC", null, "Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XI (Communications With Public Customers)", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:00:29Z", "E9-29629", 0, 0, "0900006480a6a0f2"], ["SEC-2009-1753-0001", "SEC", null, "Sunshine Act Meeting", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", null, "2009-12-14T15:00:37Z", "E9-29718", 0, 0, "0900006480a6a107"], ["SEC-2009-1758-0001", "SEC", null, "Proposed Collection; Comment Request", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-02-13T04:59:59Z", "2009-12-14T15:01:41Z", "E9-29633", 0, 0, "0900006480a6a196"], ["SEC-2009-1755-0001", "SEC", null, "Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:00:46Z", "E9-29648", 0, 0, "0900006480a6a125"], ["SEC-2009-1760-0001", "SEC", null, "Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Early Closing Days From Certain ADV Calculations", "Notice", null, "2009-12-14T05:00:00Z", 2009, 12, "2009-12-14T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-14T15:01:57Z", "E9-29632", 0, 0, "0900006480a6a1cc"], ["SEC-2009-1749-0001", "SEC", null, "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4570", "Notice", null, "2009-12-11T05:00:00Z", 2009, 12, "2009-12-11T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-11T15:54:30Z", "E9-29524", 0, 0, "0900006480a69306"], ["SEC-2009-1751-0001", "SEC", null, "Madison Asset Management, LLC, et al.; Notice of Application", "Notice", null, "2009-12-11T05:00:00Z", 2009, 12, "2009-12-11T05:00:00Z", null, "2009-12-11T15:54:42Z", "E9-29523", 0, 0, "0900006480a69321"], ["SEC-2009-1750-0001", "SEC", null, "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330", "Notice", null, "2009-12-11T05:00:00Z", 2009, 12, "2009-12-11T05:00:00Z", "2010-01-05T04:59:59Z", "2009-12-11T15:54:36Z", "E9-29526", 0, 0, "0900006480a69318"]], "truncated": false, "filtered_table_rows_count": 1822, "expanded_columns": [], "expandable_columns": [[{"column": "docket_id", "other_table": "dockets", "other_column": "id"}, "title"]], "columns": ["id", "agency_id", "docket_id", "title", "document_type", "subtype", "posted_date", "posted_year", "posted_month", "comment_start_date", "comment_end_date", "last_modified", "fr_doc_num", "open_for_comment", "withdrawn", "object_id"], "primary_keys": ["id"], "units": {}, "query": {"sql": "select id, agency_id, docket_id, title, document_type, subtype, posted_date, posted_year, posted_month, comment_start_date, comment_end_date, last_modified, fr_doc_num, open_for_comment, withdrawn, object_id from documents where \"agency_id\" = :p0 and \"posted_year\" = :p1 order by posted_date desc limit 101", "params": {"p0": "SEC", "p1": "2009"}}, "facet_results": {"agency_id": {"name": "agency_id", "type": "column", "hideable": false, "toggle_url": "/openregs/documents.json?agency_id=SEC&posted_year=2009", "results": [{"value": "SEC", "label": "SEC", "count": 1822, "toggle_url": "https://regs.datadawn.org/openregs/documents.json?posted_year=2009", "selected": true}], "truncated": false}, "document_type": {"name": "document_type", "type": "column", "hideable": false, "toggle_url": "/openregs/documents.json?agency_id=SEC&posted_year=2009", "results": [{"value": "Notice", "label": "Notice", "count": 1760, "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&document_type=Notice", "selected": false}, {"value": "Rule", "label": "Rule", "count": 35, "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&document_type=Rule", "selected": false}, {"value": "Proposed Rule", "label": "Proposed Rule", "count": 25, "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&document_type=Proposed+Rule", "selected": false}, {"value": "Other", "label": "Other", "count": 2, "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&document_type=Other", "selected": false}], "truncated": false}, "posted_year": {"name": "posted_year", "type": "column", "hideable": false, "toggle_url": "/openregs/documents.json?agency_id=SEC&posted_year=2009", "results": [{"value": 2009, "label": 2009, "count": 1822, "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC", "selected": true}], "truncated": false}}, "suggested_facets": [{"name": "posted_month", "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&_facet=posted_month"}, {"name": "posted_date", "type": "date", "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&_facet_date=posted_date"}, {"name": "comment_start_date", "type": "date", "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&_facet_date=comment_start_date"}, {"name": "comment_end_date", "type": "date", "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&_facet_date=comment_end_date"}, {"name": "last_modified", "type": "date", "toggle_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&_facet_date=last_modified"}], "next": "2009-12-11T05~3A00~3A00Z,SEC-2009-1750-0001", "next_url": "https://regs.datadawn.org/openregs/documents.json?agency_id=SEC&posted_year=2009&_next=2009-12-11T05~3A00~3A00Z%2CSEC-2009-1750-0001&_sort_desc=posted_date", "private": false, "allow_execute_sql": true, "query_ms": 410.3089740383439, "source": "Federal Register API & Regulations.gov API", "source_url": "https://www.federalregister.gov/developers/api/v1", "license": "Public Domain (U.S. Government data)", "license_url": "https://www.regulations.gov/faq"}