id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
SEC-2020-2131-0001,SEC,,"Regulation Alternate Trading Systems for ATSs that Trade Government Securities, National Market System Stock, and Other Securities; Regulation SCI for ATSs that Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities Markets",Proposed Rule,,2020-12-31T05:00:00Z,2020,12,2020-12-31T05:00:00Z,,2020-12-31T13:19:20Z,2020-21781,0,0,09000064849d60bc
SEC-2020-2130-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:46:56Z,2020-28891,0,0,09000064849d1d23
SEC-2020-2121-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe, Ltd.",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:45:24Z,2020-28809,0,0,09000064849d184b
SEC-2020-2115-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:42:23Z,2020-28803,0,0,09000064849d1627
SEC-2020-2119-0001,SEC,,Rules of Practice,Rule,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:45:02Z,2020-25747,0,0,09000064849d17bc
SEC-2020-2122-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp.,Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:45:27Z,2020-28895,0,0,09000064849d184c
SEC-2020-2124-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp.,Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:45:40Z,2020-28892,0,0,09000064849d188b
SEC-2020-2129-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:46:34Z,2020-28807,0,0,09000064849d18d1
SEC-2020-2127-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:46:18Z,2020-28805,0,0,09000064849d18cb
SEC-2020-2118-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:44:58Z,2020-28802,0,0,09000064849d17ab
SEC-2020-2114-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc.",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:42:16Z,2020-28801,0,0,09000064849d1625
SEC-2020-2120-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:45:11Z,2020-28811,0,0,09000064849d180b
SEC-2020-2126-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:46:16Z,2020-28896,0,0,09000064849d18ca
SEC-2020-2112-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:42:05Z,2020-28889,0,0,09000064849d1621
SEC-2019-0249-0002,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:46:02Z,2020-28831,0,0,09000064849d1891
SEC-2020-2125-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange, Inc.",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:45:43Z,2020-28806,0,0,09000064849d188c
SEC-2020-2111-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:41:18Z,2020-28893,0,0,09000064849d15d6
SEC-2020-2116-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc.",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:44:15Z,2020-28894,0,0,09000064849d1689
SEC-2020-2113-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:42:08Z,2020-28890,0,0,09000064849d1622
SEC-2020-2123-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:45:30Z,2020-28804,0,0,09000064849d184d
SEC-2020-2128-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:46:30Z,2020-28808,0,0,09000064849d18cf
SEC-2020-2117-0001,SEC,,"Registration as a National Securities Exchange Pursuant to the Securities Exchange Act of 1934: Minneapolis Grain Exchange, LLC",Notice,,2020-12-30T05:00:00Z,2020,12,2020-12-30T05:00:00Z,,2020-12-30T12:44:56Z,2020-28810,0,0,09000064849d1786
SEC-2020-2086-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:14:36Z,2020-28665,0,0,09000064849cfac1
SEC-2020-2077-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:12:11Z,2020-28682,0,0,09000064849cf13d
SEC-2020-2079-0001,SEC,,Delegation of Authority to Director of the Division of Enforcement,Rule,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:12:50Z,2020-27537,0,0,09000064849cf140
SEC-2020-2084-0001,SEC,,Application: KKR Registered Advisor LLC and KKR Real Estate Select Trust Inc.,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:14:18Z,2020-28749,0,0,09000064849cfa7a
SEC-2020-2110-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co.,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:19:34Z,2020-28667,0,0,09000064849cfd6f
SEC-2020-2093-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: OneChicago, LLC",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:39Z,2020-28687,0,0,09000064849cfb2c
SEC-2020-2078-0001,SEC,,Proposed Order: Substituted Compliance Application Submitted by the French Autorite des Marches Financiers and the Autorite de Controle Prudential et de Resolution in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the French Republic,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,2021-01-26T04:59:59Z,2020-12-29T16:12:47Z,2020-28697,0,0,09000064849cf13f
SEC-2020-2099-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:17:03Z,2020-28768,0,0,09000064849cfc3a
SEC-2020-2098-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:16:37Z,2020-28656,0,0,09000064849cfbdf
SEC-2020-2100-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:17:27Z,2020-28655,0,0,09000064849cfc3f
SEC-2015-0531-0003,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:19:44Z,2020-28770,0,0,09000064849cfd70
SEC-2020-2097-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:16:34Z,2020-28658,0,0,09000064849cfbde
SEC-2020-2082-0001,SEC,,Order: Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-United States Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Federal Republic of Germany,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:13:58Z,2020-28703,0,0,09000064849cfa2a
SEC-2020-2080-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:12:57Z,2020-28670,0,0,09000064849cf9da
SEC-2020-2094-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:54Z,2020-28769,0,0,09000064849cfb30
SEC-2020-2108-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:19:28Z,2020-28680,0,0,09000064849cfd6c
SEC-2020-2087-0001,SEC,,"Application: Signature PE Fund, LLC and McDermott Will and Emery LLP",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:14:38Z,2020-28642,0,0,09000064849cfac2
SEC-2020-2081-0001,SEC,,Application: ETF Series Solutions and ClearShares LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:13:44Z,2020-28688,0,0,09000064849cf9e2
SEC-2020-2096-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:16:12Z,2020-28671,0,0,09000064849cfb8c
SEC-2020-2101-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:18:00Z,2020-28771,0,0,09000064849cfc91
SEC-2020-2088-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:14:41Z,2020-28661,0,0,09000064849cfac3
SEC-2018-0083-0003,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:01Z,2020-28772,0,0,09000064849cfac4
SEC-2020-2106-0001,SEC,,"Application: J.P. Morgan Investment Management Inc., et al.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:19:15Z,2020-28764,0,0,09000064849cfd67
SEC-2020-2090-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:07Z,2020-28681,0,0,09000064849cfac6
SEC-2020-2091-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:10Z,2020-28654,0,0,09000064849cfac7
SEC-2020-2104-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp.,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:18:43Z,2020-28652,0,0,09000064849cfd1f
SEC-2020-2089-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:04Z,2020-28666,0,0,09000064849cfac5
SEC-2020-2095-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:57Z,2020-28668,0,0,09000064849cfb31
SEC-2020-2085-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:14:26Z,2020-28664,0,0,09000064849cfa7d
SEC-2020-2092-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd.,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:15:25Z,2020-28660,0,0,09000064849cfb29
SEC-2020-2102-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:18:05Z,2020-28672,0,0,09000064849cfc93
SEC-2020-2105-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:18:53Z,2020-28709,0,0,09000064849cfd23
SEC-2020-2107-0001,SEC,,"Application: ALPS ETF Trust, et al.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:19:25Z,2020-28763,0,0,09000064849cfd6b
SEC-2020-2083-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:14:07Z,2020-28657,0,0,09000064849cfa2e
SEC-2020-2103-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:18:08Z,2020-28659,0,0,09000064849cfcd2
SEC-2020-2109-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp.,Notice,,2020-12-29T05:00:00Z,2020,12,2020-12-29T05:00:00Z,,2020-12-29T16:19:32Z,2020-28662,0,0,09000064849cfd6e
SEC-2020-2074-0001,SEC,,Privacy Act; Systems of Records,Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:19:54Z,2020-28601,0,0,09000064849cc913
SEC-2020-2075-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:19:58Z,2020-28513,0,0,09000064849cc96b
SEC-2020-2066-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange, Inc.",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:15:51Z,2020-28515,0,0,09000064849cc68e
SEC-2020-2073-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:19:48Z,2020-28522,0,0,09000064849cc911
SEC-2020-2072-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:19:38Z,2020-28511,0,0,09000064849cc90e
SEC-2020-2069-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:17:58Z,2020-28518,0,0,09000064849cc81b
SEC-2020-2064-0001,SEC,,Privacy Act; Systems of Records,Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:13:44Z,2020-28600,0,0,09000064849cb165
SEC-2020-2071-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:18:35Z,2020-28514,0,0,09000064849cc88f
SEC-2020-1520-0003,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:18:59Z,2020-28512,0,0,09000064849cc8dc
SEC-2020-2076-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:20:10Z,2020-28510,0,0,09000064849cc96f
SEC-2020-2068-0001,SEC,,"Application: Citadel Enterprise Americas, LLC (Formerly Citadel, LLC) and CEIF, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:17:28Z,2020-28492,0,0,09000064849cc7a8
SEC-2020-2067-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:17:14Z,2020-28509,0,0,09000064849cc735
SEC-2020-2070-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:18:16Z,2020-28508,0,0,09000064849cc820
SEC-2020-2065-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC",Notice,,2020-12-28T05:00:00Z,2020,12,2020-12-28T05:00:00Z,,2020-12-28T15:14:29Z,2020-28536,0,0,09000064849cc5ad
SEC-2020-2046-0001,SEC,,"Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq MRX, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:45:47Z,2020-28308,0,0,09000064849c0794
SEC-2020-2047-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc.",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:46:48Z,2020-28318,0,0,09000064849c07e1
SEC-2014-2037-0003,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:56:30Z,2020-28424,0,0,09000064849c0d9e
SEC-2020-2061-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T13:01:26Z,2020-28303,0,0,09000064849c0f92
SEC-2020-2049-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc.",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:52:36Z,2020-28312,0,0,09000064849c08b9
SEC-2020-2053-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp.,Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:56:58Z,2020-28317,0,0,09000064849c0df8
SEC-2020-2052-0001,SEC,,Meetings; Sunshine Act,Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:56:44Z,2020-28540,0,0,09000064849c0da1
SEC-2020-2058-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T13:00:31Z,2020-28316,0,0,09000064849c0f3f
SEC-2020-2048-0001,SEC,,Meetings; Sunshine Act,Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:49:58Z,2020-28521,0,0,09000064849c07e8
SEC-2017-1939-0002,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T13:01:11Z,2020-28430,0,0,09000064849c0f8f
SEC-2020-2056-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:57:51Z,2020-28315,0,0,09000064849c0e45
SEC-2020-2051-0001,SEC,,"Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq ISE, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:56:35Z,2020-28307,0,0,09000064849c0d9f
SEC-2020-2059-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T13:00:47Z,2020-28311,0,0,09000064849c0f8a
SEC-2020-2050-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:53:13Z,2020-28310,0,0,09000064849c08be
SEC-2020-1912-0002,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals: Implementing the Whistleblower Provisions of the Securities Exchange Act",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:57:07Z,2020-28425,0,0,09000064849c0dfb
SEC-2020-2057-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:58:55Z,2020-28319,0,0,09000064849c0ed8
SEC-2020-2063-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T13:02:10Z,2020-28314,0,0,09000064849c102b
SEC-2020-2060-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T13:00:52Z,2020-28304,0,0,09000064849c0f8b
SEC-2020-2062-0001,SEC,,"Filing and Order: Financial Industry Regulatory Authority, Inc. and Nasdaq GEMX, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T13:01:49Z,2020-28309,0,0,09000064849c0fec
SEC-2020-2054-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc.",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:57:31Z,2020-28313,0,0,09000064849c0e01
SEC-2020-2055-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC",Notice,,2020-12-23T05:00:00Z,2020,12,2020-12-23T05:00:00Z,,2020-12-23T12:57:37Z,2020-28305,0,0,09000064849c0e41
SEC-2020-2040-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2020-12-22T05:00:00Z,2020,12,2020-12-22T05:00:00Z,,2020-12-22T12:49:33Z,2020-28147,0,0,09000064849b714a
SEC-2020-2038-0001,SEC,,Order: Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2021,Notice,,2020-12-22T05:00:00Z,2020,12,2020-12-22T05:00:00Z,,2020-12-22T12:45:17Z,2020-28156,0,0,09000064849b6b6d
SEC-2020-2042-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc.",Notice,,2020-12-22T05:00:00Z,2020,12,2020-12-22T05:00:00Z,,2020-12-22T12:50:46Z,2020-28149,0,0,09000064849b71b8
SEC-2020-2039-0001,SEC,,Order: Temporary Exemptive Relief; National Market System Plan Governing the Consolidated Audit Trail,Notice,,2020-12-22T05:00:00Z,2020,12,2020-12-22T05:00:00Z,,2020-12-22T12:49:23Z,2020-28146,0,0,09000064849b6cfc
SEC-2020-2044-0001,SEC,,Order: Temporary Exemptive Relief; National Market System Plan Governing the Consolidated Audit Trail,Notice,,2020-12-22T05:00:00Z,2020,12,2020-12-22T05:00:00Z,,2020-12-22T12:51:10Z,2020-28153,0,0,09000064849b7204
SEC-2020-2045-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc.",Notice,,2020-12-22T05:00:00Z,2020,12,2020-12-22T05:00:00Z,,2020-12-22T12:51:30Z,2020-28150,0,0,09000064849b726b
SEC-2020-2037-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp.,Notice,,2020-12-22T05:00:00Z,2020,12,2020-12-22T05:00:00Z,,2020-12-22T12:45:09Z,2020-28258,0,0,09000064849b6b30