id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2010-2027-0001,SEC,,Orders Approving Proposed Rules on Auditing Standards: Public Company Accounting Oversight Board,Notice,,2010-12-30T05:00:00Z,2010,12,2010-12-30T05:00:00Z,,2010-12-30T13:44:43Z,2010-32885,0,0,0900006480bc2723 SEC-2010-2028-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-30T05:00:00Z,2010,12,2010-12-30T05:00:00Z,,2010-12-30T13:45:41Z,2010-32941,0,0,0900006480bc2788 SEC-2010-2026-0001,SEC,,Review of Security-Based Swaps for Mandatory Clearing and Filing Requirements for Clearing Agencies: Technical Amendments Applicable to All Self-Regulatory Organizations,Proposed Rule,,2010-12-30T05:00:00Z,2010,12,2010-12-30T05:00:00Z,2011-02-15T04:59:59Z,2011-06-11T17:59:54Z,2010-32085,0,0,0900006480bc2722 SEC-2010-2029-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2010-12-30T05:00:00Z,2010,12,2010-12-30T05:00:00Z,,2010-12-30T13:45:51Z,2010-32904,0,0,0900006480bc27b0 SEC-2010-2030-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2010-12-30T05:00:00Z,2010,12,2010-12-30T05:00:00Z,2011-01-21T04:59:59Z,2010-12-30T13:46:02Z,2010-32891,0,0,0900006480bc27c4 SEC-2010-2025-0001,SEC,,Temporary Rule Regarding Principal Trades with Certain Advisory Clients,Rule,,2010-12-30T05:00:00Z,2010,12,2010-12-30T05:00:00Z,,2011-06-11T17:59:54Z,2010-33077,0,0,0900006480bc269a SEC-2010-2023-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,2011-01-25T04:59:59Z,2010-12-29T14:18:53Z,2010-32731,0,0,0900006480bc1c84 SEC-2010-2019-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp.,Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,,2010-12-29T14:17:06Z,2010-32730,0,0,0900006480bc1bb0 SEC-2010-2020-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,2011-01-20T04:59:59Z,2010-12-29T14:17:18Z,2010-32728,0,0,0900006480bc1bd3 SEC-2010-2017-0001,SEC,,Order Approving Investment Adviser Registration Depository Filing Fees,Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,,2010-12-29T14:16:05Z,2010-32715,0,0,0900006480bc1b68 SEC-2010-2018-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,2011-01-20T04:59:59Z,2010-12-29T14:16:27Z,2010-32734,0,0,0900006480bc1b82 SEC-2010-2021-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,,2010-12-29T14:17:38Z,2010-32733,0,0,0900006480bc1bec SEC-2010-2022-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp.,Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,2011-01-20T04:59:59Z,2010-12-29T14:18:37Z,2010-32787,0,0,0900006480bc1c6b SEC-2010-2024-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,2011-01-20T04:59:59Z,2010-12-29T14:19:14Z,2010-32729,0,0,0900006480bc1cb2 SEC-2010-2016-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board,Notice,,2010-12-29T05:00:00Z,2010,12,2010-12-29T05:00:00Z,,2010-12-29T14:16:00Z,2010-32732,0,0,0900006480bc1b66 SEC-2010-1998-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:11:35Z,2010-32615,0,0,0900006480bc0c36 SEC-2010-2002-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:12:51Z,2010-32522,0,0,0900006480bc0cab SEC-2010-2009-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:14:26Z,2010-32614,0,0,0900006480bc1155 SEC-2010-2003-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:13:05Z,2010-32622,0,0,0900006480bc0cbd SEC-2010-2004-0001,SEC,,Approval of Public Company Accounting Oversight Board and Annual Accounting Support Fee for Calendar year 2011,Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:13:16Z,2010-32650,0,0,0900006480bc0cd9 SEC-2010-2010-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:14:45Z,2010-32623,0,0,0900006480bc117f SEC-2010-2013-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:15:29Z,2010-32521,0,0,0900006480bc11d1 SEC-2010-2011-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:15:05Z,2010-32607,0,0,0900006480bc11ad SEC-2010-2014-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:15:34Z,2010-32553,0,0,0900006480bc11e9 SEC-2010-2007-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:14:09Z,2010-32518,0,0,0900006480bc1137 SEC-2010-1999-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:11:55Z,2010-32608,0,0,0900006480bc0c48 SEC-2010-2008-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:14:18Z,2010-32513,0,0,0900006480bc1151 SEC-2010-2001-0001,SEC,,Meetings; Sunshine Act,Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:12:38Z,2010-32727,0,0,0900006480bc0c87 SEC-2010-2005-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:13:48Z,2010-32519,0,0,0900006480bc1116 SEC-2010-2015-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes:Financial Industry Regulatory Authority, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:15:41Z,2010-32516,0,0,0900006480bc11ed SEC-2010-2006-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:14:02Z,2010-32613,0,0,0900006480bc1133 SEC-2010-2000-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:11:59Z,2010-32517,0,0,0900006480bc0c4b SEC-2010-2012-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-01-19T04:59:59Z,2010-12-28T14:15:07Z,2010-32512,0,0,0900006480bc11ae SEC-2010-1997-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,,2010-12-28T14:11:30Z,2010-32520,0,0,0900006480bc0c32 SEC-2010-1994-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2010-12-27T05:00:00Z,2010,12,2010-12-27T05:00:00Z,2011-01-19T04:59:59Z,2010-12-27T13:42:02Z,2010-32376,0,0,0900006480bc03c8 SEC-2010-1995-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-27T05:00:00Z,2010,12,2010-12-27T05:00:00Z,,2010-12-27T13:42:12Z,2010-32372,0,0,0900006480bc03e3 SEC-2010-1996-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2010-12-27T05:00:00Z,2010,12,2010-12-27T05:00:00Z,2011-01-19T04:59:59Z,2010-12-27T13:42:42Z,2010-32382,0,0,0900006480bc041a SEC-2010-1984-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co.,Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,,2010-12-23T13:59:04Z,2010-32225,0,0,0900006480bbe948 SEC-2010-1985-0001,SEC,,Conflict Minerals,Proposed Rule,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-02-01T04:59:59Z,2011-06-11T17:59:53Z,2010-31940,0,0,0900006480bbe976 SEC-2010-1991-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc.",Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-01-14T04:59:59Z,2010-12-23T14:01:46Z,2010-32285,0,0,0900006480bbea81 SEC-2010-1987-0001,SEC,,Credit Rating Standardization Study,Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-02-08T04:59:59Z,2010-12-23T13:59:51Z,2010-32280,0,0,0900006480bbe988 SEC-2010-1993-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, Inc",Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-01-14T04:59:59Z,2010-12-23T14:02:06Z,2010-32222,0,0,0900006480bbea9a SEC-2010-1988-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc.",Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-01-14T04:59:59Z,2010-12-23T14:00:28Z,2010-32223,0,0,0900006480bbe9dd SEC-2010-1989-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc.",Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-01-14T04:59:59Z,2010-12-23T14:00:37Z,2010-32286,0,0,0900006480bbe9e1 SEC-2010-1990-0001,SEC,,Disclosure of Payments by Resource Extraction Issuers,Proposed Rule,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-02-01T04:59:59Z,2011-06-11T17:59:53Z,2010-31943,0,0,0900006480bbea4c SEC-2010-1992-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-01-14T04:59:59Z,2010-12-23T14:02:02Z,2010-32224,0,0,0900006480bbea97 SEC-2010-1986-0001,SEC,,Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940,Notice,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,,2010-12-23T13:59:48Z,2010-32287,0,0,0900006480bbe986 SEC-2010-1979-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-01-13T04:59:59Z,2010-12-22T14:07:14Z,2010-32087,0,0,0900006480bbde1c SEC-2010-1977-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-01-13T04:59:59Z,2010-12-22T14:06:03Z,2010-32090,0,0,0900006480bbdd96 SEC-2010-1982-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-01-13T04:59:59Z,2010-12-22T14:07:47Z,2010-32067,0,0,0900006480bbde63 SEC-2010-1980-0001,SEC,,Mine Safety Disclosure,Proposed Rule,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-02-01T04:59:59Z,2011-06-11T17:59:53Z,2010-31941,0,0,0900006480bbde1d SEC-2010-1981-0001,SEC,,Extension of Filing Accommodation for Static-Pool Information in Filings with Respect to Asset-Backed Securities,Rule,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,,2011-06-11T17:59:53Z,2010-32098,0,0,0900006480bbde60 SEC-2010-1978-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,,2010-12-22T14:07:12Z,2010-32089,0,0,0900006480bbde1b SEC-2010-1983-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc.,Notice,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-01-13T04:59:59Z,2010-12-22T14:08:03Z,2010-32086,0,0,0900006480bbde99 SEC-2010-1973-0001,SEC,,"Further Definition of ""Swap Dealer,"" ""Security-Based Swap Dealer,"" ""Major Swap Participant,"" etc.",Proposed Rule,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:59:52Z,2010-31130,0,0,0900006480bbcc9a SEC-2010-1975-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:45:49Z,2010-31930,0,0,0900006480bbccc8 SEC-2010-1966-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:44:44Z,2010-31931,0,0,0900006480bbcc41 SEC-2010-1965-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:44:29Z,2010-31928,0,0,0900006480bbcc25 SEC-2010-1976-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:45:54Z,2010-31926,0,0,0900006480bbcccb SEC-2010-1967-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:44:48Z,2010-31932,0,0,0900006480bbcc43 SEC-2010-1972-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:45:29Z,2010-31949,0,0,0900006480bbcc99 SEC-2010-1968-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:44:59Z,2010-31994,0,0,0900006480bbcc5f SEC-2010-1971-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:45:21Z,2010-31950,0,0,0900006480bbcc76 SEC-2010-1969-0001,SEC,,Suspension of Trading Orders: Supatcha Resources Inc.,Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,,2010-12-21T13:45:05Z,2010-32096,0,0,0900006480bbcc62 SEC-2010-1964-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:44:25Z,2010-31951,0,0,0900006480bbcc22 SEC-2010-1974-0001,SEC,,End-User Exception to Mandatory Clearing of Security-Based Swaps,Proposed Rule,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-02-05T04:59:59Z,2011-06-11T17:59:52Z,2010-31973,0,0,0900006480bbccad SEC-2010-1970-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-01-12T04:59:59Z,2010-12-21T13:45:19Z,2010-31925,0,0,0900006480bbcc75 SEC-2010-1958-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-20T04:59:59Z,2010-12-20T13:58:36Z,2010-31820,0,0,0900006480bba864 SEC-2010-1956-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-11T04:59:59Z,2010-12-20T13:57:54Z,2010-31826,0,0,0900006480bba830 SEC-2010-1954-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-11T04:59:59Z,2010-12-20T13:57:33Z,2010-31827,0,0,0900006480bba829 SEC-2010-1962-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-11T04:59:59Z,2010-12-20T13:59:44Z,2010-31816,0,0,0900006480bba8fd SEC-2010-1961-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-11T04:59:59Z,2010-12-20T13:59:39Z,2010-31825,0,0,0900006480bba8fb SEC-2010-1955-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-20T04:59:59Z,2010-12-20T13:57:47Z,2010-31821,0,0,0900006480bba82c SEC-2010-1959-0001,SEC,,"Security-Based Swap Data Repository Registration, Duties, and Core Principles",Proposed Rule,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,,2011-06-11T17:59:52Z,C1-2010-29719,0,0,0900006480bba881 SEC-2010-1963-0001,SEC,,Semiannual Regulatory Agenda - Fall 2010,Other,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,,2010-12-20T17:30:42Z,,0,0,0900006480bbaa8f SEC-2010-1960-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-20T04:59:59Z,2010-12-20T13:59:17Z,2010-31819,0,0,0900006480bba8c3 SEC-2010-1957-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,2011-01-11T04:59:59Z,2010-12-20T13:58:15Z,2010-31817,0,0,0900006480bba84a SEC-2010-1950-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2010-12-17T05:00:00Z,2010,12,2010-12-17T05:00:00Z,2011-01-08T04:59:59Z,2010-12-17T13:50:13Z,2010-31683,0,0,0900006480bb91c0 SEC-2010-1951-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2010-12-17T05:00:00Z,2010,12,2010-12-17T05:00:00Z,2011-01-08T04:59:59Z,2010-12-17T13:50:27Z,2010-31682,0,0,0900006480bb91e7 SEC-2010-1953-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board,Notice,,2010-12-17T05:00:00Z,2010,12,2010-12-17T05:00:00Z,2011-01-08T04:59:59Z,2010-12-17T13:50:44Z,2010-31685,0,0,0900006480bb91fe SEC-2010-1952-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2010-12-17T05:00:00Z,2010,12,2010-12-17T05:00:00Z,2011-01-08T04:59:59Z,2010-12-17T13:50:31Z,2010-31684,0,0,0900006480bb91e9 SEC-2010-1944-0001,SEC,,Self-Regulatory Organizations; ProposedRule Changes: NASDAQ OMX BX,Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:28:29Z,2010-31563,0,0,0900006480bb82ae SEC-2010-1937-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:27:02Z,2010-31633,0,0,0900006480bb8222 SEC-2010-1948-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:29:05Z,2010-31626,0,0,0900006480bb82fd SEC-2010-1942-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX Inc.,Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:28:20Z,2010-31628,0,0,0900006480bb82a9 SEC-2010-1943-0001,SEC,,"Suspension of Trading Orders: Alternate Energy Holdings, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,,2010-12-16T14:28:26Z,2010-31698,0,0,0900006480bb82ac SEC-2010-1938-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:27:23Z,2010-31625,0,0,0900006480bb823f SEC-2010-1945-0001,SEC,,Public Company Accounting Oversight Board: Approval of Supplemental Budget Request to Establish Office of Outreach and Small Business Liaison,Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,,2010-12-16T14:28:38Z,2010-31537,0,0,0900006480bb82d4 SEC-2010-1939-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:27:41Z,2010-31627,0,0,0900006480bb826a SEC-2010-1940-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:27:43Z,2010-31634,0,0,0900006480bb826b SEC-2010-1936-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:26:12Z,2010-31560,0,0,0900006480bb81b6 SEC-2010-1941-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:27:45Z,2010-31559,0,0,0900006480bb826c SEC-2010-1947-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:28:44Z,2010-31562,0,0,0900006480bb82eb SEC-2010-1949-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc.",Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:29:11Z,2010-31561,0,0,0900006480bb8317 SEC-2010-1946-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2010-12-16T05:00:00Z,2010,12,2010-12-16T05:00:00Z,2011-01-07T04:59:59Z,2010-12-16T14:28:41Z,2010-31630,0,0,0900006480bb82d6 SEC-2010-1915-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc.",Notice,,2010-12-15T05:00:00Z,2010,12,2010-12-15T05:00:00Z,2011-01-06T04:59:59Z,2010-12-15T13:58:43Z,2010-31432,0,0,0900006480bb7046 SEC-2010-1916-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2010-12-15T05:00:00Z,2010,12,2010-12-15T05:00:00Z,2011-01-06T04:59:59Z,2010-12-15T14:01:28Z,2010-31439,0,0,0900006480bb704a SEC-2010-1923-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc.",Notice,,2010-12-15T05:00:00Z,2010,12,2010-12-15T05:00:00Z,2011-01-06T04:59:59Z,2010-12-15T14:02:33Z,2010-31491,0,0,0900006480bb7087 SEC-2010-1898-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc.",Notice,,2010-12-15T05:00:00Z,2010,12,2010-12-15T05:00:00Z,2011-01-06T04:59:59Z,2010-12-15T13:55:39Z,2010-31446,0,0,0900006480bb6f7b SEC-2010-1908-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc.",Notice,,2010-12-15T05:00:00Z,2010,12,2010-12-15T05:00:00Z,2011-01-06T04:59:59Z,2010-12-15T13:57:10Z,2010-31435,0,0,0900006480bb6fd2