id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
SEC-2009-1834-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:55:44Z,E9-30926,0,0,0900006480a74080
SEC-2009-1843-0001,SEC,,"Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11 Governing Round Lots, Odd Lots and Mixed Lots.",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:57:52Z,E9-30911,0,0,0900006480a74150
SEC-2009-1842-0001,SEC,,Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Commentary .10 to Rule 915 and Commentary .11 to Rule 916,Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:57:41Z,E9-30916,0,0,0900006480a7413d
SEC-2009-1847-0001,SEC,,Sunshine Act Meeting Notice,Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,,2009-12-30T15:58:26Z,E9-31076,0,0,0900006480a741ba
SEC-2009-1845-0001,SEC,,Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-2110-7 To Reflect Changes to Corresponding FINRA Rule,Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:58:18Z,E9-30914,0,0,0900006480a7419f
SEC-2009-1837-0001,SEC,,"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:56:58Z,E9-30925,0,0,0900006480a740cc
SEC-2009-1846-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules Relating to Conduct of Business on the Exchange",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,,2009-12-30T15:58:25Z,E9-30912,0,0,0900006480a741a5
SEC-2009-1841-0001,SEC,,Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Proposing To Amend Section 703.22 of the Listed Company Manual,Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:57:25Z,E9-30948,0,0,0900006480a7410f
SEC-2009-1848-0001,SEC,,"Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on the ETFS Gold Trust and the ETFS Silver Trust",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:58:33Z,E9-30917,0,0,0900006480a741bf
SEC-2009-1835-0001,SEC,,"Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.3",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:56:53Z,E9-30915,0,0,0900006480a740b4
SEC-2009-1836-0001,SEC,,"Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 123C To Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,,2009-12-30T15:56:57Z,E9-30927,0,0,0900006480a740cb
SEC-2009-1844-0001,SEC,,Temporary Rule Regarding Principal Trades With Certain Advisory Clients,Rule,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,,2011-06-11T17:59:37Z,E9-30877,0,0,0900006480a74153
SEC-2009-1838-0001,SEC,,"Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:57:12Z,E9-30928,0,0,0900006480a740ef
SEC-2009-1839-0001,SEC,,"Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of Grail McDonnell Fixed Income ETFs",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-15T04:59:59Z,2009-12-30T15:57:15Z,E9-30919,0,0,0900006480a74106
SEC-2009-1840-0001,SEC,,"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes December 22, 2009.",Notice,,2009-12-30T05:00:00Z,2009,12,2009-12-30T05:00:00Z,2010-01-21T04:59:59Z,2009-12-30T15:57:18Z,E9-30913,0,0,0900006480a74109
SEC-2009-1832-0001,SEC,,Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness ofProposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule,Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:42:49Z,E9-30782,0,0,0900006480a732ac
SEC-2009-1822-0001,SEC,,Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order GrantingAccelerated Approval of a Proposed Rule Change Regarding National Securities Clearing Corporation's Board of Directors Election Processand Delegation Authority,Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:40:36Z,E9-30786,0,0,0900006480a73169
SEC-2009-1826-0001,SEC,,"In the Matter of: GH3 International, Inc.; Order of Suspension of Trading",Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,,2009-12-29T13:41:28Z,E9-30943,0,0,0900006480a731df
SEC-2009-1827-0001,SEC,,"Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of theProposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders",Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,,2009-12-29T13:42:03Z,E9-30781,0,0,0900006480a73219
SEC-2009-1828-0001,SEC,,Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for CalendarYear 2010,Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,,2009-12-29T13:42:07Z,E9-30726,0,0,0900006480a7321c
SEC-2009-1821-0001,SEC,,Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting AcceleratedApproval of a Proposed Rule Change Regarding the Depository Trust Company's Board of Directors Election Process,Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:40:34Z,E9-30783,0,0,0900006480a7315c
SEC-2009-1830-0001,SEC,,Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting AcceleratedApproval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and DelegationAuthority,Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:42:34Z,E9-30785,0,0,0900006480a7327c
SEC-2009-1823-0001,SEC,,"Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listingand Trading Shares of the ETFS Platinum Trust",Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,,2009-12-29T13:40:39Z,E9-30789,0,0,0900006480a7316c
SEC-2009-1825-0001,SEC,,Consolidated Tape Association; Order Approving the Thirteenth Charges Amendment to the Second Restatement of theConsolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan,Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,,2009-12-29T13:41:14Z,E9-30790,0,0,0900006480a731ca
SEC-2009-1829-0001,SEC,,"Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating To Listingand Trading Shares of the ETFS Palladium Trust",Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,,2009-12-29T13:42:14Z,E9-30787,0,0,0900006480a73245
SEC-2009-1820-0001,SEC,,"Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change byInternational Securities Exchange, LLC Relating to Conforming ISE Rule 622 With Comparable NASD Rule 11870",Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:40:23Z,E9-30791,0,0,0900006480a73155
SEC-2009-1824-0001,SEC,,Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule ChangeAmending Its Fee Schedule,Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:40:51Z,E9-30788,0,0,0900006480a73197
SEC-2009-1831-0001,SEC,,"Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed RuleChange Amending Rule 7.31 To Establish the ""Market To Limit"" Order Type",Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:42:40Z,E9-30780,0,0,0900006480a7328f
SEC-2009-1833-0001,SEC,,"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed RuleChange To Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consolidated FINRA Rulebook",Notice,,2009-12-29T05:00:00Z,2009,12,2009-12-29T05:00:00Z,2010-01-20T04:59:59Z,2009-12-29T13:42:51Z,E9-30784,0,0,0900006480a732ae
SEC-2009-1817-0001,SEC,,Revisions To Rule 163,Proposed Rule,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,2010-01-28T04:59:59Z,2011-06-11T17:59:36Z,E9-30589,0,0,0900006480a720d0
SEC-2009-1819-0001,SEC,,Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Certain Provisions of the Options Listing Procedures Plan Into the Exchange's Rules,Notice,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,2010-01-20T04:59:59Z,2009-12-28T13:36:37Z,E9-30598,0,0,0900006480a720d7
SEC-2009-1812-0001,SEC,,"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed FINRA Rule 6490 (Processing of Company-Related Actions), To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services",Notice,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,2010-01-20T04:59:59Z,2009-12-28T13:34:35Z,E9-30597,0,0,0900006480a7200d
SEC-2009-1814-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Certain Provisions of the Options Listing Procedures Plan Into Phlx's Rules",Notice,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,2010-01-20T04:59:59Z,2009-12-28T13:35:08Z,E9-30600,0,0,0900006480a72051
SEC-2009-1816-0001,SEC,,Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule,Notice,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,2010-01-20T04:59:59Z,2009-12-28T13:35:31Z,E9-30599,0,0,0900006480a72083
SEC-2009-1813-0001,SEC,,"Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency",Notice,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,,2009-12-28T13:34:47Z,E9-30596,0,0,0900006480a72028
SEC-2009-1815-0001,SEC,,Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System and Retiring the Liquidity Provider Credit Pilot Program,Notice,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,2010-01-20T04:59:59Z,2009-12-28T13:35:17Z,E9-30616,0,0,0900006480a7206c
SEC-2009-1818-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 to Reflect the Availability of the FINRA Contact System to NASDAQ OMX BX Members That Are Not Also Members of FINRA",Notice,,2009-12-28T05:00:00Z,2009,12,2009-12-28T05:00:00Z,2010-01-20T04:59:59Z,2009-12-28T13:36:35Z,E9-30595,0,0,0900006480a720d5
SEC-2009-1807-0001,SEC,,"Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Establish a Pilot Program To Modify FLEX Exercise Settlement Values and Minimum Value Sizes",Notice,,2009-12-24T05:00:00Z,2009,12,2009-12-24T05:00:00Z,2010-01-15T04:59:59Z,2009-12-24T13:46:04Z,E9-30545,0,0,0900006480a7153b
SEC-2009-1809-0001,SEC,,Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321,Notice,,2009-12-24T05:00:00Z,2009,12,2009-12-24T05:00:00Z,2010-01-15T04:59:59Z,2009-12-24T13:46:31Z,E9-30542,0,0,0900006480a71541
SEC-2009-1806-0001,SEC,,Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Treasury Futures Traded by ELX Futures LP,Notice,,2009-12-24T05:00:00Z,2009,12,2009-12-24T05:00:00Z,2010-01-15T04:59:59Z,2009-12-24T13:45:41Z,E9-30541,0,0,0900006480a71511
SEC-2009-1805-0001,SEC,,Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rules 312- and 321-NYSE Amex,Notice,,2009-12-24T05:00:00Z,2009,12,2009-12-24T05:00:00Z,2010-01-15T04:59:59Z,2009-12-24T13:45:09Z,E9-30544,0,0,0900006480a710f4
SEC-2009-1810-0001,SEC,,"Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency",Notice,,2009-12-24T05:00:00Z,2009,12,2009-12-24T05:00:00Z,,2009-12-24T13:46:32Z,E9-30543,0,0,0900006480a71542
SEC-2009-1811-0001,SEC,,Sunshine Act Meeting Notice,Notice,,2009-12-24T05:00:00Z,2009,12,2009-12-24T05:00:00Z,,2009-12-24T13:46:37Z,E9-30601,0,0,0900006480a71564
SEC-2009-1808-0001,SEC,,Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940,Notice,,2009-12-24T05:00:00Z,2009,12,2009-12-24T05:00:00Z,,2009-12-24T13:46:07Z,E9-30546,0,0,0900006480a7153d
SEC-2009-1798-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc.",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,2010-01-14T04:59:59Z,2009-12-23T16:31:51Z,E9-30425,0,0,0900006480a70677
SEC-2009-1804-0001,SEC,,"Order Granting Application for Extension of a Temporary Conditional Exemption: International Securities Exchange, LLC",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,,2009-12-23T16:32:31Z,E9-30426,0,0,0900006480a7070b
SEC-2009-1797-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: One Chicago, LLC",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,2010-01-14T04:59:59Z,2009-12-23T16:31:50Z,E9-30422,0,0,0900006480a70676
SEC-2009-1803-0001,SEC,,Proxy Disclosure Enhancements,Rule,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,,2011-06-11T17:59:36Z,E9-30327,0,0,0900006480a706e7
SEC-2009-1796-0001,SEC,,"Applications: Cash Account Trust, et. al.",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,,2009-12-23T16:31:49Z,E9-30429,0,0,0900006480a70675
SEC-2009-1799-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,2010-02-22T04:59:59Z,2009-12-23T16:31:52Z,E9-30431,0,0,0900006480a70678
SEC-2009-1801-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,2010-01-23T04:59:59Z,2009-12-23T16:32:04Z,E9-30430,0,0,0900006480a706ac
SEC-2009-1800-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,2010-01-23T04:59:59Z,2009-12-23T16:31:57Z,E9-30432,0,0,0900006480a706a6
SEC-2009-1802-0001,SEC,,"Application and Temporary Order: Investools Inc., et al.",Notice,,2009-12-23T05:00:00Z,2009,12,2009-12-23T05:00:00Z,,2009-12-23T16:32:19Z,E9-30428,0,0,0900006480a706e3
SEC-2009-1793-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2009-12-22T05:00:00Z,2009,12,2009-12-22T05:00:00Z,2010-01-13T04:59:59Z,2009-12-22T14:41:51Z,E9-30337,0,0,0900006480a6f6ed
SEC-2009-1792-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2009-12-22T05:00:00Z,2009,12,2009-12-22T05:00:00Z,2010-01-22T04:59:59Z,2009-12-22T14:41:02Z,E9-30338,0,0,0900006480a6f6b9
SEC-2009-1794-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2009-12-22T05:00:00Z,2009,12,2009-12-22T05:00:00Z,2010-01-13T04:59:59Z,2009-12-22T14:41:54Z,E9-30335,0,0,0900006480a6f704
SEC-2009-1795-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2009-12-22T05:00:00Z,2009,12,2009-12-22T05:00:00Z,2010-01-13T04:59:59Z,2009-12-22T14:42:21Z,E9-30336,0,0,0900006480a6f73b
SEC-2009-1783-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,2010-01-12T04:59:59Z,2009-12-21T14:27:01Z,E9-30241,0,0,0900006480a6eed6
SEC-2009-1791-0001,SEC,,Meetings; Sunshine Act,Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,,2009-12-21T14:28:22Z,E9-30427,0,0,0900006480a6efd4
SEC-2009-1788-0001,SEC,,Extension of Filing Accomodation for Static Pool Information in Filings with respect to Asset-backed Securities,Rule,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,2010-01-01T04:59:59Z,2011-06-11T17:59:36Z,E9-30185,0,0,0900006480a6efbf
SEC-2009-1784-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,2010-01-12T04:59:59Z,2009-12-21T14:27:10Z,E9-30240,0,0,0900006480a6ef31
SEC-2009-1785-0001,SEC,,"Order of Suspension of Trading: American Sports Development Group, Inc., et al.",Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,,2009-12-21T14:27:36Z,E9-30359,0,0,0900006480a6ef66
SEC-2009-1787-0001,SEC,,Order of Suspension of Trading: Placer Gold Corp. f\k\a Arctic Oil and Gas Corp.,Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,,2009-12-21T14:27:43Z,E9-30354,0,0,0900006480a6ef83
SEC-2009-1786-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,2010-01-12T04:59:59Z,2009-12-21T14:27:39Z,E9-30242,0,0,0900006480a6ef7d
SEC-2009-1790-0001,SEC,,"Order of Suspension of Trading: Somatic Systems, Inc.",Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,,2009-12-21T14:28:20Z,E9-30351,0,0,0900006480a6efd2
SEC-2009-1789-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2009-12-21T05:00:00Z,2009,12,2009-12-21T05:00:00Z,,2009-12-21T14:28:14Z,E9-30243,0,0,0900006480a6efcd
SEC-2009-1775-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:37:54Z,E9-30062,0,0,0900006480a6de17
SEC-2009-1779-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:38:17Z,E9-30064,0,0,0900006480a6de73
SEC-2009-1773-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board,Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:37:41Z,E9-30084,0,0,0900006480a6de02
SEC-2009-1774-0001,SEC,,Facilitating Shareholder Director Nominations,Proposed Rule,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-20T04:59:59Z,2011-06-11T17:59:35Z,E9-30076,0,0,0900006480a6de04
SEC-2009-1771-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:37:19Z,E9-30063,0,0,0900006480a6ddc3
SEC-2009-1769-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:36:50Z,E9-30083,0,0,0900006480a6dd9c
SEC-2009-1780-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:38:19Z,E9-30086,0,0,0900006480a6de75
SEC-2009-1782-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:38:24Z,E9-30080,0,0,0900006480a6de83
SEC-2009-1781-0001,SEC,,Order Extending and Modifying Temporary Exemptions Related to Central Clearing of Credit Default Swaps: Chicago Mercantile Exchange Inc.,Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,,2009-12-18T14:38:23Z,E9-30087,0,0,0900006480a6de82
SEC-2009-1770-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,,2009-12-18T14:37:17Z,E9-30077,0,0,0900006480a6ddc1
SEC-2009-1778-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex, Inc.",Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:38:05Z,E9-30079,0,0,0900006480a6de4e
SEC-2009-1772-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,,2009-12-18T14:37:22Z,E9-30081,0,0,0900006480a6ddc6
SEC-2009-1777-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:38:01Z,E9-30085,0,0,0900006480a6de40
SEC-2009-1776-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2009-12-18T05:00:00Z,2009,12,2009-12-18T05:00:00Z,2010-01-09T04:59:59Z,2009-12-18T14:37:55Z,E9-30078,0,0,0900006480a6de18
SEC-2009-1768-0001,SEC,,Submission for OMB Review; Comment Request,Notice,,2009-12-17T05:00:00Z,2009,12,2009-12-17T05:00:00Z,2010-01-17T04:59:59Z,2009-12-17T14:33:42Z,E9-29968,0,0,0900006480a6ca3c
SEC-2009-1767-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Collection of Exchange Fees",Notice,,2009-12-17T05:00:00Z,2009,12,2009-12-17T05:00:00Z,2010-01-08T04:59:59Z,2009-12-17T14:31:56Z,E9-29969,0,0,0900006480a6c714
SEC-2009-1763-0001,SEC,,"Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval",Notice,,2009-12-16T05:00:00Z,2009,12,2009-12-16T05:00:00Z,2010-01-07T04:59:59Z,2009-12-16T15:34:48Z,E9-29826,0,0,0900006480a6baf6
SEC-2009-1765-0001,SEC,,"In the Matter of the Application of C2 Options Exchange, Incorporated for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission",Notice,,2009-12-16T05:00:00Z,2009,12,2009-12-16T05:00:00Z,,2009-12-16T15:36:06Z,E9-29877,0,0,0900006480a6bbb8
SEC-2009-1766-0001,SEC,,Approval of Investment Adviser Registration Depository Filing Fees,Notice,,2009-12-16T05:00:00Z,2009,12,2009-12-16T05:00:00Z,2010-02-02T04:59:59Z,2009-12-16T15:36:09Z,E9-29840,0,0,0900006480a6bbbb
SEC-2009-1764-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee",Notice,,2009-12-16T05:00:00Z,2009,12,2009-12-16T05:00:00Z,2010-01-07T04:59:59Z,2009-12-16T15:35:55Z,E9-29830,0,0,0900006480a6bba3
SEC-2009-1757-0001,SEC,,"Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee",Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:01:11Z,E9-29628,0,0,0900006480a6a144
SEC-2009-1759-0001,SEC,,Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions of NYSE,Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:01:52Z,E9-29630,0,0,0900006480a6a1b5
SEC-2009-1754-0001,SEC,,Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600,Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:00:43Z,E9-29631,0,0,0900006480a6a122
SEC-2009-1756-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330",Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:00:47Z,E9-29649,0,0,0900006480a6a126
SEC-2009-1762-0001,SEC,,"Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes",Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:02:22Z,E9-29647,0,0,0900006480a6a212
SEC-2009-1761-0001,SEC,,Sunshine Act Meeting,Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,,2009-12-14T15:02:19Z,E9-29796,0,0,0900006480a6a1fb
SEC-2009-1752-0001,SEC,,"Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XI (Communications With Public Customers)",Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:00:29Z,E9-29629,0,0,0900006480a6a0f2
SEC-2009-1753-0001,SEC,,Sunshine Act Meeting,Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,,2009-12-14T15:00:37Z,E9-29718,0,0,0900006480a6a107
SEC-2009-1758-0001,SEC,,Proposed Collection; Comment Request,Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-02-13T04:59:59Z,2009-12-14T15:01:41Z,E9-29633,0,0,0900006480a6a196
SEC-2009-1755-0001,SEC,,Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330,Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:00:46Z,E9-29648,0,0,0900006480a6a125
SEC-2009-1760-0001,SEC,,Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Early Closing Days From Certain ADV Calculations,Notice,,2009-12-14T05:00:00Z,2009,12,2009-12-14T05:00:00Z,2010-01-05T04:59:59Z,2009-12-14T15:01:57Z,E9-29632,0,0,0900006480a6a1cc
SEC-2009-1749-0001,SEC,,"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4570",Notice,,2009-12-11T05:00:00Z,2009,12,2009-12-11T05:00:00Z,2010-01-05T04:59:59Z,2009-12-11T15:54:30Z,E9-29524,0,0,0900006480a69306
SEC-2009-1751-0001,SEC,,"Madison Asset Management, LLC, et al.; Notice of Application",Notice,,2009-12-11T05:00:00Z,2009,12,2009-12-11T05:00:00Z,,2009-12-11T15:54:42Z,E9-29523,0,0,0900006480a69321
SEC-2009-1750-0001,SEC,,"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330",Notice,,2009-12-11T05:00:00Z,2009,12,2009-12-11T05:00:00Z,2010-01-05T04:59:59Z,2009-12-11T15:54:36Z,E9-29526,0,0,0900006480a69318