dockets: EBSA-2016-0025

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id agency_id title docket_type last_modified object_id rin dkabstract category subtype keywords program short_title effective_date organization attrs_raw attr_source
EBSA-2016-0025 EBSA Barclays Capital Inc. [Prohibited Transaction Exemption 2017–06; Exemption Application No. D-11910] Nonrulemaking 2022-03-23T11:16:52Z 0b000064823ab340   Certain entities with specified relationships to Barclays PLC (BPLC) (the Barclays Affiliated QPAMs and the Barclays Related QPAMs, as defined further in Sections II(a) and II(b), respectively) will not be precluded from relying on the exemptive relief provided by Prohibited Transaction Class Exemption 84–14 (PTE 84–14 or the QPAM Exemption), notwithstanding the Conviction, as defined in Section II(d), during the Exemption Period.               {"displayProperties": [], "keywords": null, "modifyDate": "2022-03-23T11:16:52Z", "dkAbstract": "Certain entities with specified relationships to Barclays PLC (BPLC) (the Barclays Affiliated QPAMs and the Barclays Related QPAMs, as defined further in Sections II(a) and II(b), respectively) will not be precluded from relying on the exemptive relief provided by Prohibited Transaction Class Exemption 84\u201314 (PTE 84\u201314 or the QPAM Exemption), notwithstanding the Conviction, as defined in Section II(d), during the Exemption Period.", "agencyId": "EBSA", "program": null, "shortTitle": null, "subType2": null, "title": "Barclays Capital Inc. [Prohibited Transaction Exemption 2017\u201306; Exemption Application No. D-11910]", "generic": null, "field1": null, "docketType": "Nonrulemaking", "petitionNbr": null, "rin": null, "organization": null, "legacyId": null, "subType": null, "category": null, "field2": null, "effectiveDate": null, "objectId": "0b000064823ab340"} single_get

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