dockets: EBSA-2016-0023

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id agency_id title docket_type last_modified object_id rin dkabstract category subtype keywords program short_title effective_date organization attrs_raw attr_source
EBSA-2016-0023 EBSA Deutsche Investment Management Americas Inc. (DIMA) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2017–04; Exemption Application No. D–11908] Nonrulemaking 2022-03-23T11:16:51Z 0b000064823ab292   Certain entities with specified relationships to Deutsche Bank AG (hereinafter, the DB QPAMs, as defined in Section II(d)) will not be precluded from relying on the exemptive relief provided by Prohibited Transaction Class Exemption 84–14 (PTE 84–14 or the QPAM Exemption), notwithstanding: (1) The ‘‘Korean Conviction’’ against Deutsche Securities Korea Co., a South Korean affiliate of Deutsche Bank AG (hereinafter, DSK, as defined in Section II(f)), entered on January 25, 2016; and (2) the ‘‘US Conviction’’ against DB Group Services (UK) Limited, an affiliate of Deutsche Bank based in the United Kingdom (hereinafter, DB Group Services, as further defined in Section II(e)), during the Exemption Period.               {"displayProperties": [], "keywords": null, "modifyDate": "2022-03-23T11:16:51Z", "dkAbstract": "Certain entities with specified relationships to Deutsche Bank AG (hereinafter, the DB QPAMs, as defined in Section II(d)) will not be precluded from relying on the exemptive relief provided by Prohibited Transaction Class Exemption 84\u201314 (PTE 84\u201314 or the QPAM Exemption), notwithstanding: (1) The \u2018\u2018Korean Conviction\u2019\u2019 against Deutsche Securities Korea Co., a South Korean affiliate of Deutsche Bank AG (hereinafter, DSK, as defined in Section II(f)), entered on January 25, 2016; and (2) the \u2018\u2018US Conviction\u2019\u2019 against DB Group Services (UK) Limited, an affiliate of Deutsche Bank based in the United Kingdom (hereinafter, DB Group Services, as further defined in Section II(e)), during the Exemption Period.", "agencyId": "EBSA", "program": null, "shortTitle": null, "subType2": null, "title": "Deutsche Investment Management Americas Inc. (DIMA) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2017\u201304; Exemption Application No. D\u201311908]", "generic": null, "field1": null, "docketType": "Nonrulemaking", "petitionNbr": null, "rin": null, "organization": null, "legacyId": null, "subType": null, "category": null, "field2": null, "effectiveDate": null, "objectId": "0b000064823ab292"} single_get

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