dockets: EBSA-2016-0022

Regulatory dockets from Regulations.gov — containers for related documents and comments in a rulemaking proceeding.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

id agency_id title docket_type last_modified object_id rin dkabstract category subtype keywords program short_title effective_date organization attrs_raw attr_source
EBSA-2016-0022 EBSA UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O’Connor LLC; and Certain Future Affiliates in UBS’s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2017–07; Exemption Application No. D–11907] Nonrulemaking 2022-03-23T11:16:51Z 0b000064823ab0d8   Certain entities with specified relationships to UBS, AG (hereinafter, the UBS QPAMs as defined in Section II(h)) will not be precluded from relying on the exemptive relief provided by Prohibited Transaction Class Exemption 84–14 (PTE 84–14 or the QPAM Exemption), notwithstanding the 2013 Conviction against UBS Securities Japan Co., Ltd. and the 2017 Conviction against UBS, AG (collectively the Convictions, as defined in Section II(a)), during the Exemption Period.               {"displayProperties": [], "keywords": null, "modifyDate": "2022-03-23T11:16:51Z", "dkAbstract": "Certain entities with specified relationships to UBS, AG (hereinafter,\nthe UBS QPAMs as defined in Section II(h)) will not be precluded from relying on the exemptive relief provided by Prohibited Transaction Class Exemption 84\u201314 (PTE 84\u201314 or the QPAM Exemption), notwithstanding the 2013 Conviction against UBS Securities Japan Co., Ltd. and the 2017 Conviction against UBS, AG (collectively the Convictions, as defined in Section II(a)), during the Exemption Period.", "agencyId": "EBSA", "program": null, "shortTitle": null, "subType2": null, "title": "UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O\u2019Connor LLC; and Certain Future Affiliates in UBS\u2019s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2017\u201307; Exemption Application No. D\u201311907]", "generic": null, "field1": null, "docketType": "Nonrulemaking", "petitionNbr": null, "rin": null, "organization": null, "legacyId": null, "subType": null, "category": null, "field2": null, "effectiveDate": null, "objectId": "0b000064823ab0d8"} single_get

Links from other tables