cfr_sections: 17:17:5.0.1.1.9.6.17.6
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| section_id | title_number | title_name | chapter | subchapter | part_number | part_name | subpart | subpart_name | section_number | section_heading | agency | authority | source_citation | amendment_citations | full_text |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 17:17:5.0.1.1.9.6.17.6 | 17 | Commodity and Securities Exchanges | II | 249 | PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 | F | Subpart F—Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets | 249.509 | § 249.509 Form 9-M, consent to service of process by a partnership nonresident broker-dealer. | SEC | 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b) Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3) Pub. L. 112-106, 126 Stat. 309 (2012), Sec. 107 Pub. L. 112-106, 126 Stat. 313 (2012), Sec. 72001 Pub. L. 114-94, 129 Stat. 1312 (2015), and secs. 2 and 3 Pub. L. 116-222, 134 Stat. 1063 (2020), unless otherwise noted. | 64 FR 61406, Nov. 10, 1999, unless otherwise noted. | [33 FR 18995, Dec. 20, 1968] | This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each partnership nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act. |