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cfr_sections: 17:17:1.0.1.1.30.4.7.2

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section_id title_number title_name chapter subchapter part_number part_name subpart subpart_name section_number section_heading agency authority source_citation amendment_citations full_text
17:17:1.0.1.1.30.4.7.2 17 Commodity and Securities Exchanges I   37 PART 37—SWAP EXECUTION FACILITIES D Subpart D—Swaps Not Readily Susceptible to Manipulation 37.301 § 37.301 General requirements. CFTC 7 U.S.C. 1a, 2, 5, 6, 6c, 7, 7a-2, 7b-3, and 12a, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376. 78 FR 33582, June 4, 2013, unless otherwise noted.   To demonstrate to the Commission compliance with the requirements of § 37.300, a swap execution facility shall, at the time it submits a new swap contract in advance to the Commission pursuant to part 40 of this chapter, provide the applicable information as set forth in appendix C to part 38 of this chapter—Demonstration of Compliance That a Contract is not Readily Susceptible to Manipulation. A swap execution facility may also refer to the guidance and/or acceptable practices in appendix B of this part.
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