lobbying_filings_raw: a5a862f2-419b-49e7-8db4-5d49d23a448a
This data as json
| filing_uuid | filing_type | registrant_id | registrant_name | client_id | client_name | filing_year | filing_period | received_date | is_amendment | is_no_activity | is_termination | raw_json | registrant_state | registrant_country | registrant_house_id | client_state | client_ppb_state | client_country | client_ppb_country | client_general_description | client_government_entity | affiliated_org_count | client_entity_id | client_government_unit_id | client_match_method | client_match_confidence | income_amount | expense_amount |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| a5a862f2-419b-49e7-8db4-5d49d23a448a | Q1 | 401105885 | AMERICAN SECURITIES ASSOCIATION | 208145 | AMERICAN SECURITIES ASSOCIATION | 2024 | first_quarter | 2024-04-11T16:19:44-04:00 | 0 | 0 | 0 | {"url": "https://lda.senate.gov/api/v1/filings/a5a862f2-419b-49e7-8db4-5d49d23a448a/", "filing_uuid": "a5a862f2-419b-49e7-8db4-5d49d23a448a", "filing_type": "Q1", "filing_type_display": "1st Quarter - Report", "filing_year": 2024, "filing_period": "first_quarter", "filing_period_display": "1st Quarter (Jan 1 - Mar 31)", "filing_document_url": "https://lda.senate.gov/filings/public/filing/a5a862f2-419b-49e7-8db4-5d49d23a448a/print/", "filing_document_content_type": "text/html", "income": null, "expenses": "90000.00", "expenses_method": "A", "expenses_method_display": "A", "posted_by_name": "Kelli McMorrow", "dt_posted": "2024-04-11T16:19:44-04:00", "termination_date": null, "registrant_country": "United States of America", "registrant_ppb_country": null, "registrant_address_1": "1455 Pennsylvania Ave NW", "registrant_address_2": "Suite 400", "registrant_different_address": false, "registrant_city": "Washington", "registrant_state": "DC", "registrant_zip": "20004", "registrant": {"id": 401105885, "url": "https://lda.senate.gov/api/v1/registrants/401105885/", "house_registrant_id": null, "name": "AMERICAN SECURITIES ASSOCIATION", "description": "financial services", "address_1": "1455 Pennsylvania Ave NW", "address_2": "Suite 400", "address_3": null, "address_4": null, "city": "Washington", "state": "DC", "state_display": "District of Columbia", "zip": "20004", "country": "US", "country_display": "United States of America", "ppb_country": "US", "ppb_country_display": "United States of America", "contact_name": "CHRISTOPHER IACOVELLA", "contact_telephone": "+1 813-787-1099", "dt_updated": "2026-01-20T12:25:39.956368-05:00"}, "client": {"id": 208145, "url": "https://lda.senate.gov/api/v1/clients/208145/", "client_id": 12, "name": "AMERICAN SECURITIES ASSOCIATION", "general_description": null, "client_government_entity": false, "client_self_select": true, "state": "DC", "state_display": "District of Columbia", "country": "US", "country_display": "United States of America", "ppb_state": "DC", "ppb_state_display": "District of Columbia", "ppb_country": "US", "ppb_country_display": "United States of America", "effective_date": "2020-10-30"}, "lobbying_activities": [{"general_issue_code": "BAN", "general_issue_code_display": "Banking", "description": "- S. 2230/H.R. 4551, Protecting Investors Personally Identifiable Information Act - Issues related to blockchain and cryptocurrency regulation - Issues related to the Financial Data Transparency Act (included as part of Public Law 117-263)", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 101717, "prefix": null, "prefix_display": null, "first_name": "KELLI", "nickname": null, "middle_name": "NELSON", "last_name": "MCMORROW", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}, {"general_issue_code": "LBR", "general_issue_code_display": "Labor Issues/Antitrust/Workplace", "description": "- Issues related to Regulation Best Interest and fiduciary standards - Issues related to ESG investing in retirement plans (H.J. Res. 30; S.J. Res. 8)", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 101717, "prefix": null, "prefix_display": null, "first_name": "KELLI", "nickname": null, "middle_name": "NELSON", "last_name": "MCMORROW", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}]}, {"general_issue_code": "TAX", "general_issue_code_display": "Taxation/Internal Revenue Code", "description": "- Issues related to infrastructure investment - Issues related to public finance and municipal financing - H.R. 1837, Investing in Our Communities Act - H.R. 490, Federal Infrastructure Bank Act of 2023", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 101717, "prefix": null, "prefix_display": null, "first_name": "KELLI", "nickname": null, "middle_name": "NELSON", "last_name": "MCMORROW", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}]}, {"general_issue_code": "FIN", "general_issue_code_display": "Financial Institutions/Investments/Securities", "description": "- Issues related to capital formation; Issues related to private client business lines, H.R. 2622/S. 2141 (legislation relating to MiFid II); Issues related to financial recordkeeping; Issues related to equity market structure and disclosures; Issues related to fixed income market structure, disclosure, and reporting times (MSRB Rule G-14; FINRA Rule 6730; MSRB Rule G-47); Issues related to Chinas impact on U.S. capital markets; SEC Rule 15c2-11; SEC Rule 15c2-12; Issues related to the Consolidated Audit Trail (CAT) and Consolidated Audit Information System (CAIS); Issues related to FINRAs remote inspections proposal; FINRAs remote supervisory location proposal; Issues related to conflicts of interest in securitizations; Issues related to shortening of settlement cycles; Issues related to proxy voting process; FINRA Rule 4210; Issues related to investor choice and ESG investing; Issues related to SEC rule proposal process and costs of proposals; Issues related to IPOs; H.R. 2812, Middle Market IPO Underwriting Cost Act; Issues related to the SECs predictive data analytics proposal; Issues related to Hart-Scott-Rodino pre-merger notifications; Issues related to SEC oversight; H.R. 7758, No China in Index Funds Act", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 101717, "prefix": null, "prefix_display": null, "first_name": "KELLI", "nickname": null, "middle_name": "NELSON", "last_name": "MCMORROW", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}, {"general_issue_code": "BUD", "general_issue_code_display": "Budget/Appropriations", "description": "- S. 2309/H.R. 4664,Financial Services and General Government Appropriations Act and related House legislation, 2024 - H.R. 2882, Further Consolidated Appropriations Act, 2024", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 101717, "prefix": null, "prefix_display": null, "first_name": "KELLI", "nickname": null, "middle_name": "NELSON", "last_name": "MCMORROW", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 1, "name": "SENATE"}]}], "conviction_disclosures": [], "foreign_entities": [], "affiliated_organizations": []} | DC | US | DC | DC | US | US | 0 | 0 | 90000.0 |