lobbying_filings_raw: 9011f7f6-8cf6-4a81-9603-e61156ed2f57
This data as json
| filing_uuid | filing_type | registrant_id | registrant_name | client_id | client_name | filing_year | filing_period | received_date | is_amendment | is_no_activity | is_termination | raw_json | registrant_state | registrant_country | registrant_house_id | client_state | client_ppb_state | client_country | client_ppb_country | client_general_description | client_government_entity | affiliated_org_count | client_entity_id | client_government_unit_id | client_match_method | client_match_confidence | income_amount | expense_amount |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 9011f7f6-8cf6-4a81-9603-e61156ed2f57 | Q1 | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 120224 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2012 | first_quarter | 2012-04-11T16:30:51.280000-04:00 | 0 | 0 | 0 | {"url": "https://lda.senate.gov/api/v1/filings/9011f7f6-8cf6-4a81-9603-e61156ed2f57/", "filing_uuid": "9011f7f6-8cf6-4a81-9603-e61156ed2f57", "filing_type": "Q1", "filing_type_display": "1st Quarter - Report", "filing_year": 2012, "filing_period": "first_quarter", "filing_period_display": "1st Quarter (Jan 1 - Mar 31)", "filing_document_url": "https://lda.senate.gov/filings/public/filing/9011f7f6-8cf6-4a81-9603-e61156ed2f57/print/", "filing_document_content_type": "text/html", "income": null, "expenses": "580000.00", "expenses_method": "a", "expenses_method_display": "Method A - Reporting amounts using LDA definitions only", "posted_by_name": "Peter A. Lefkin, Senior Vice President, Government and External Affairs", "dt_posted": "2012-04-11T16:30:51.280000-04:00", "termination_date": null, "registrant_country": "United States of America", "registrant_ppb_country": null, "registrant_address_1": "1101 CONNECTICUT AVENUE, NW, #950", "registrant_address_2": null, "registrant_different_address": false, "registrant_city": "WASHINGTON", "registrant_state": "DC", "registrant_zip": "20036", "registrant": {"id": 14611, "url": "https://lda.senate.gov/api/v1/registrants/14611/", "house_registrant_id": 33377, "name": "AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA", "description": null, "address_1": "1130 CONNECTICUT AVENUE, NW", "address_2": "SUITE 1100", "address_3": null, "address_4": null, "city": "WASHINGTON", "state": "DC", "state_display": "District of Columbia", "zip": "20036", "country": "US", "country_display": "United States of America", "ppb_country": "US", "ppb_country_display": "United States of America", "contact_name": "REBECCA ADAM", "contact_telephone": "+1 202-785-3575", "dt_updated": "2026-01-29T13:51:13.557722-05:00"}, "client": {"id": 120224, "url": "https://lda.senate.gov/api/v1/clients/120224/", "client_id": 12, "name": "AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES", "general_description": null, "client_government_entity": false, "client_self_select": true, "state": "DC", "state_display": "District of Columbia", "country": "US", "country_display": "United States of America", "ppb_state": "DC", "ppb_state_display": "District of Columbia", "ppb_country": "US", "ppb_country_display": "United States of America", "effective_date": "2007-08-03"}, "lobbying_activities": [{"general_issue_code": "BAN", "general_issue_code_display": "Banking", "description": "H.R. 4173, the Dodd-Grank Wall Street Reform and Consumer Protection Act: Follow implementation of this legislation which would create a new systemic risk regulation for systemically-significant firms and a resolution mechanism for failing firms. This includes the designation of firms a s \"ststemically important financial institutions: and the Volker Rule ban on proprietary tradeing by banking entities. Follow meetings and proposed rules of the Financial Stability Oversight Council (FSOC) and the establishment of the Federal Insurance Office and Consumer Financial Protection Bureau. Closely follow the FSOC's proposed rule to implement SEC.113 of the Dodd-Frank Act, which would establish criteria for the designation of non-bank firms as \"systemically important financial institutions.\"\n\nMark to market accounting: follow SEC and SASBE action regarding guidance and clarification of mark to market accounting.", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 1551, "prefix": "mr", "prefix_display": "MR.", "first_name": "PETER", "nickname": null, "middle_name": "A", "last_name": "LEFKIN", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}, {"lobbyist": {"id": 56047, "prefix": null, "prefix_display": null, "first_name": "ANDREW", "nickname": null, "middle_name": null, "last_name": "STEVENS", "suffix": null, "suffix_display": null}, "covered_position": "Deputy Chief of Staff, Rep. Gwen Moore", "new": true}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 248, "name": "Risk Management Agency"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}, {"general_issue_code": "FIN", "general_issue_code_display": "Financial Institutions/Investments/Securities", "description": "Derivatives: Monitor new rules and changes of regulation for derivatives and commodity indexed funds, and activity within Congress, especially in the context of the HR 4173, the Wall Street Reform and Consumer Protection Act and implementation by the CFTC. Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under sec. 113 of Dodd-Frank. Also track international developments regarding systemic risk designation. Consumer Financial Protection Bureau: Monitor inclusion of this new agency in H.R. 4173, the Wall Street Reform and Consumer Protection Act and its implementation.\n\nTarget Date Funds: Monitor possible legislation and SEC as well as Department of Labor regulatory activities.\n\nSEC and money markets: Monitor and see proposed SEC regulations.\n\nMutual Funds: Advocate for the ability to defer annual capital gains taxation of dividends that are reinvested in mutual funds.\n\nFiduciary Duty-Monitor the SEC's efforts to establish a uniform fiduciary duty standard of investment advisers and broker-dealers. Monitor the DOL's efforts to change the fiduciary standard under ERISA.\n\nWhistleblower Program: Monitor and oppose SEC rulemaking implementing a provision in the Dodd-Frank Act that creates a new Whistleblower program with the agency.\n\nCFTC: Argue against rule that would impose posisiton limits on commodity index mutual funds.", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 1551, "prefix": "mr", "prefix_display": "MR.", "first_name": "PETER", "nickname": null, "middle_name": "A", "last_name": "LEFKIN", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}, {"lobbyist": {"id": 56047, "prefix": null, "prefix_display": null, "first_name": "ANDREW", "nickname": null, "middle_name": null, "last_name": "STEVENS", "suffix": null, "suffix_display": null}, "covered_position": "Deputy Chief of Staff, Rep. Gwen Moore", "new": true}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 248, "name": "Risk Management Agency"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}, {"general_issue_code": "TAX", "general_issue_code_display": "Taxation/Internal Revenue Code", "description": "Cascading taxes for foreign-owned insurers: Advocate against measure in Congress and from the Obana Administration that would lead to imposition of an excise tax twice when insurance for reinsurance is poaced from the U.S. to a foreign company and then when the foreign company reinsurers the U.S. risk.\nExecutive Compensation: Monitor and oppose efforts to change carried interest tax treatment. Foreign Account Tax Compliance Act - Follow implementation of FATCA which became law in March, 2010. This Act increases reporting and withholding requirements for foreign financial firms.\n\nExchange traded notes: for PIMCO followed issues through trade association, Investment company Institute, ETN's are an alternative to mutual funds and enjoy a tax preference. Treasury has recently weighed in and may view this current tax treatment as not appropriate.\n\nRelated-party reinsurance taxation: Advocate against legislation by Rep. Richard Neal (D-MA) and Sen. Robert Entendre (D-NJ) that would prohibit offshore reinsurance affiliates of insurance companies and not required to pay U.S. Taxes from taking deduction for \"excel reinsurance premiums: for domestic risks.\n\nMonitor and oppose tax proposals in connection with deficit reduction negotiations developed by the super committees that would change existing tax laws and increase tax requirements for life insurance.\n\nTax Extenders: Monitored possible extension of \"tax extenders\" of certain tax provision set to expire.", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 1551, "prefix": "mr", "prefix_display": "MR.", "first_name": "PETER", "nickname": null, "middle_name": "A", "last_name": "LEFKIN", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}, {"lobbyist": {"id": 56047, "prefix": null, "prefix_display": null, "first_name": "ANDREW", "nickname": null, "middle_name": null, "last_name": "STEVENS", "suffix": null, "suffix_display": null}, "covered_position": "Deputy Chief of Staff, Rep. Gwen Moore", "new": true}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 248, "name": "Risk Management Agency"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}, {"general_issue_code": "RET", "general_issue_code_display": "Retirement", "description": "401(k) fee disclosure: Track Department of Labor rulemaking regarding 401(k) fee disclosure.\nLifetime Income Disclosure Act: Follow introduction and lobby for legislation that would require 401(k) plan participants an annual statement projecting the monthly income that would be generated if the account balance were amortized as retirement. This is H.R. 677 in the House and S.267 in the Senate. Argue against possible changes to the tax treatment of life insurance products.", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 1551, "prefix": "mr", "prefix_display": "MR.", "first_name": "PETER", "nickname": null, "middle_name": "A", "last_name": "LEFKIN", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}, {"lobbyist": {"id": 56047, "prefix": null, "prefix_display": null, "first_name": "ANDREW", "nickname": null, "middle_name": null, "last_name": "STEVENS", "suffix": null, "suffix_display": null}, "covered_position": "Deputy Chief of Staff, Rep. Gwen Moore", "new": true}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 248, "name": "Risk Management Agency"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}, {"general_issue_code": "INS", "general_issue_code_display": "Insurance", "description": "Financial services Regulatory Reform: Lobby for favorable implementations of H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding insurers, including a resolution fund for failing firms, and the possible designation of insurers and asset management companies as systemically important by the Financial Stability oversight Council. Also, follow the appointment of the director of the Federal Insurance Office and how the mandates for this office are being implemented. Also, lobby for robust and effective Federal Insurance Office. Also, with key trade associations, worked on regulatory strategy of the implementation of Dodd-Frank.\n\nHolocaust insurance issues/ICHEIC: Monitored and lobbied against legislation (H.R. 890) that would allow a cause of action against U.S. Insurance companies with the European affiliates that may have written life insurance policies involving Holocaust victims in contravention of international agreements and lobbied against its advancement.\n\nCredit-based insurance scored: Monitor possible reintroduction of legislation that would restrict the ability of personal lines insurers to use credit information of underwriting or setting rates.\n\nClimate and energy legislation: Monitored White House, Department of Energy and Environmental Protection Agency \"Better Building Initiative\", monitored General Services Administration initiative on green buildings and related sustainable products.\n\nNational Catastrophe/Flood insurance: Track reintroduction and House passage of National Flood Insurance Reform legislation in the House, H.R. 1309, track companion legislation in the Senate. Also track short term extension of the NFIP.\n\nBroker-dealer regulatory reform/standard of care: Monitor Securities and Exchange Commission and Department of Labor rulemaking regarding investment advisors and broker-dealers and the fiduciary duty standard.\n\nAnnuities: Track and lobby for the Lifetime Income Disclosure Act, S.267 and H.R. 677, which has been introduced in the House and Senate.\n\nDepartment of Labor Fiduciary Duty Rulemaking. Monitor and lobby against Department of Labor rulemaking that would expand the definition of \"fiduciary\" under ERISA.\n\nMedicare Secondary-Payer: Through trade association, track efforts by the Center for Medicare and Medicaid Service to implement the Medicare Secondary-payer law.", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 1551, "prefix": "mr", "prefix_display": "MR.", "first_name": "PETER", "nickname": null, "middle_name": "A", "last_name": "LEFKIN", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}, {"lobbyist": {"id": 56047, "prefix": null, "prefix_display": null, "first_name": "ANDREW", "nickname": null, "middle_name": null, "last_name": "STEVENS", "suffix": null, "suffix_display": null}, "covered_position": "Deputy Chief of Staff, Rep. Gwen Moore", "new": true}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 248, "name": "Risk Management Agency"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}, {"general_issue_code": "TOR", "general_issue_code_display": "Torts", "description": "Legal/Tort Reform: track the progress of the insurance industry's collaboration on legal reform tort issues at the federal and state levels.", "foreign_entity_issues": "", "lobbyists": [{"lobbyist": {"id": 1551, "prefix": "mr", "prefix_display": "MR.", "first_name": "PETER", "nickname": null, "middle_name": "A", "last_name": "LEFKIN", "suffix": null, "suffix_display": null}, "covered_position": null, "new": false}, {"lobbyist": {"id": 56047, "prefix": null, "prefix_display": null, "first_name": "ANDREW", "nickname": null, "middle_name": null, "last_name": "STEVENS", "suffix": null, "suffix_display": null}, "covered_position": "Deputy Chief of Staff, Rep. Gwen Moore", "new": true}], "government_entities": [{"id": 2, "name": "HOUSE OF REPRESENTATIVES"}, {"id": 38, "name": "Labor, Dept of (DOL)"}, {"id": 248, "name": "Risk Management Agency"}, {"id": 88, "name": "Securities & Exchange Commission (SEC)"}, {"id": 1, "name": "SENATE"}, {"id": 41, "name": "Treasury, Dept of"}]}], "conviction_disclosures": [], "foreign_entities": [], "affiliated_organizations": []} | DC | US | 33377 | DC | DC | US | US | 0 | 0 | 580000.0 |